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Autori principali: Li, Wen-Jing, Zhang, Da-Qing
Natura: Preprint
Pubblicazione: 2026
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Accesso online:https://arxiv.org/abs/2603.14793
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author Li, Wen-Jing
Zhang, Da-Qing
author_facet Li, Wen-Jing
Zhang, Da-Qing
contents This paper proposes a novel hybrid model, termed GARCH-FIS, for recursive rolling multi-step forecasting of financial time series. It integrates a Fuzzy Inference System (FIS) with a Generalized Autoregressive Conditional Heteroskedasticity (GARCH) model to jointly address nonlinear dynamics and time-varying volatility. The core innovation is a dynamic parameter adaptation mechanism for the FIS, specifically activated within the multi-step forecasting cycle. In this process, the conditional volatility estimated by a rolling window GARCH model is continuously translated into a price volatility measure. At each forecasting step, this measure, alongside the updated mean of the sliding window data -- which now incorporates the most recent predicted price -- jointly determines the parameters of the FIS membership functions for the next prediction. Consequently, the granularity of the fuzzy inference adapts as the forecast horizon extends: membership functions are automatically widened during high-volatility market regimes to bolster robustness and narrowed during stable periods to enhance precision. This constitutes a fundamental advancement over a static one-step-ahead prediction setup. Furthermore, the model's fuzzy rule base is automatically constructed from data using the Wang-Mendel method, promoting interpretability and adaptability. Empirical evaluation, focused exclusively on multi-step forecasting performance across ten diverse financial assets, demonstrates that the proposed GARCH-FIS model significantly outperforms benchmark models -- including Support Vector Regression(SVR), Long Short-Term Memory networks(LSTM), and an ARIMA-GARCH econometric model -- in terms of predictive accuracy and stability, while effectively mitigating error accumulation in extended recursive forecasts.
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publishDate 2026
record_format arxiv
spellingShingle GARCH-FIS: A Hybrid Forecasting Model with Dynamic Volatility-Driven Parameter Adaptation
Li, Wen-Jing
Zhang, Da-Qing
Machine Learning
This paper proposes a novel hybrid model, termed GARCH-FIS, for recursive rolling multi-step forecasting of financial time series. It integrates a Fuzzy Inference System (FIS) with a Generalized Autoregressive Conditional Heteroskedasticity (GARCH) model to jointly address nonlinear dynamics and time-varying volatility. The core innovation is a dynamic parameter adaptation mechanism for the FIS, specifically activated within the multi-step forecasting cycle. In this process, the conditional volatility estimated by a rolling window GARCH model is continuously translated into a price volatility measure. At each forecasting step, this measure, alongside the updated mean of the sliding window data -- which now incorporates the most recent predicted price -- jointly determines the parameters of the FIS membership functions for the next prediction. Consequently, the granularity of the fuzzy inference adapts as the forecast horizon extends: membership functions are automatically widened during high-volatility market regimes to bolster robustness and narrowed during stable periods to enhance precision. This constitutes a fundamental advancement over a static one-step-ahead prediction setup. Furthermore, the model's fuzzy rule base is automatically constructed from data using the Wang-Mendel method, promoting interpretability and adaptability. Empirical evaluation, focused exclusively on multi-step forecasting performance across ten diverse financial assets, demonstrates that the proposed GARCH-FIS model significantly outperforms benchmark models -- including Support Vector Regression(SVR), Long Short-Term Memory networks(LSTM), and an ARIMA-GARCH econometric model -- in terms of predictive accuracy and stability, while effectively mitigating error accumulation in extended recursive forecasts.
title GARCH-FIS: A Hybrid Forecasting Model with Dynamic Volatility-Driven Parameter Adaptation
topic Machine Learning
url https://arxiv.org/abs/2603.14793