Local Knots, $ν^+$-Sharp Knots, and Rational Slice Genus

Fuente: arXiv
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Main Authors: Park, Junghwan, Wu, Zhongtao, Yang, Jingling
Format: Preprint
Published: 2026
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_version_ 1866918397152854016
author Park, Junghwan
Wu, Zhongtao
Yang, Jingling
author_facet Park, Junghwan
Wu, Zhongtao
Yang, Jingling
contents Hom and Wu introduced the knot concordance invariant $ν^{+}$ for knots in $S^{3}$ and proved that it gives a lower bound for the slice genus. Wu and Yang extended $ν^{+}$ to knots in rational homology $3$-spheres, where it gives a lower bound for the rational slice genus, an analogue of the slice genus for knots in rational homology $3$-spheres. We call a knot $ν^{+}$-sharp if this bound is realized as an equality. An open question asks whether a local knot in a $3$-manifold $Y$, that is, a knot contained in a $3$-ball, can bound a surface of smaller genus in $Y\times I$ than in $S^{3}\times I$. Using the Heegaard Floer invariant $ν^+$, we show that this does not occur for local knots arising from $ν^+$-sharp knots: if $K\subset S^3$ is $ν^+$-sharp and $Y$ is a rational homology $3$-sphere, then the induced local knot in $Y$ has rational slice genus equal to the slice genus of $K$. The proof proceeds by establishing an additivity result for the rational slice genus.
format Preprint
id arxiv_https___arxiv_org_abs_2603_18619
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Local Knots, $ν^+$-Sharp Knots, and Rational Slice Genus
Park, Junghwan
Wu, Zhongtao
Yang, Jingling
Geometric Topology
57K10, 57K18, 57R58
Hom and Wu introduced the knot concordance invariant $ν^{+}$ for knots in $S^{3}$ and proved that it gives a lower bound for the slice genus. Wu and Yang extended $ν^{+}$ to knots in rational homology $3$-spheres, where it gives a lower bound for the rational slice genus, an analogue of the slice genus for knots in rational homology $3$-spheres. We call a knot $ν^{+}$-sharp if this bound is realized as an equality. An open question asks whether a local knot in a $3$-manifold $Y$, that is, a knot contained in a $3$-ball, can bound a surface of smaller genus in $Y\times I$ than in $S^{3}\times I$. Using the Heegaard Floer invariant $ν^+$, we show that this does not occur for local knots arising from $ν^+$-sharp knots: if $K\subset S^3$ is $ν^+$-sharp and $Y$ is a rational homology $3$-sphere, then the induced local knot in $Y$ has rational slice genus equal to the slice genus of $K$. The proof proceeds by establishing an additivity result for the rational slice genus.
title Local Knots, $ν^+$-Sharp Knots, and Rational Slice Genus
topic Geometric Topology
57K10, 57K18, 57R58
url https://arxiv.org/abs/2603.18619