Robust Beamforming for Practical RIS-Aided RSMA Systems with Imperfect SIC under Transceiver Hardware Impairments

Fuente: arXiv
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Autori principali: Cheng, Xuejun, Zhang, Qian, Xu, Yunnuo, Dong, Zheng, Liu, Ju, Clerckx, Bruno
Natura: Preprint
Pubblicazione: 2026
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author Cheng, Xuejun
Zhang, Qian
Xu, Yunnuo
Dong, Zheng
Liu, Ju
Clerckx, Bruno
author_facet Cheng, Xuejun
Zhang, Qian
Xu, Yunnuo
Dong, Zheng
Liu, Ju
Clerckx, Bruno
contents Reconfigurable intelligent surface (RIS)-aided rate-splitting multiple access (RSMA) systems have demonstrated remarkable potential in enhancing spectral efficiency. However, most existing works rely on ideal hardware, which is unrealistic.In practical deployments, RIS elements suffer from amplitude-phase coupling, where transceivers are subject to hardware impairments (HWI), and successive interference cancellation (SIC) in RSMA networks cannot achieve perfect interference elimination for decoded signals.To address these limitations, we investigate a robust beamforming design for RIS-aided RSMA systems under practical hardware imperfections. We first characterize the asymptotic signal-to-noise ratio (SNR) of practical RIS systems when the beamformer is designed based on ideal RIS model, thereby theoretically quantifying the resulting performance degradation. We then derive a closed-form expression for the distortion noise power induced by transceiver HWI, while also accounting for residual interference due to imperfect SIC. Building on these insights, we establish a comprehensive system model that jointly incorporates all hardware-induced impairments and formulate a multiuser sum rate maximization problem. To solve the resulting non-convex optimization problem, we develop an efficient block variable relaxation algorithm. Simulation results verify that the proposed scheme significantly outperforms conventional non-orthogonal multiple access (NOMA) approaches, and achieves superior robustness compared with benchmark schemes neglecting HWI, imperfect SIC, or amplitude-phase coupling.
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id arxiv_https___arxiv_org_abs_2603_18840
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Robust Beamforming for Practical RIS-Aided RSMA Systems with Imperfect SIC under Transceiver Hardware Impairments
Cheng, Xuejun
Zhang, Qian
Xu, Yunnuo
Dong, Zheng
Liu, Ju
Clerckx, Bruno
Information Theory
Reconfigurable intelligent surface (RIS)-aided rate-splitting multiple access (RSMA) systems have demonstrated remarkable potential in enhancing spectral efficiency. However, most existing works rely on ideal hardware, which is unrealistic.In practical deployments, RIS elements suffer from amplitude-phase coupling, where transceivers are subject to hardware impairments (HWI), and successive interference cancellation (SIC) in RSMA networks cannot achieve perfect interference elimination for decoded signals.To address these limitations, we investigate a robust beamforming design for RIS-aided RSMA systems under practical hardware imperfections. We first characterize the asymptotic signal-to-noise ratio (SNR) of practical RIS systems when the beamformer is designed based on ideal RIS model, thereby theoretically quantifying the resulting performance degradation. We then derive a closed-form expression for the distortion noise power induced by transceiver HWI, while also accounting for residual interference due to imperfect SIC. Building on these insights, we establish a comprehensive system model that jointly incorporates all hardware-induced impairments and formulate a multiuser sum rate maximization problem. To solve the resulting non-convex optimization problem, we develop an efficient block variable relaxation algorithm. Simulation results verify that the proposed scheme significantly outperforms conventional non-orthogonal multiple access (NOMA) approaches, and achieves superior robustness compared with benchmark schemes neglecting HWI, imperfect SIC, or amplitude-phase coupling.
title Robust Beamforming for Practical RIS-Aided RSMA Systems with Imperfect SIC under Transceiver Hardware Impairments
topic Information Theory
url https://arxiv.org/abs/2603.18840