Eigenvalue stability and new perturbation bounds for the extremal eigenvalues of a matrix

Fuente: arXiv
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Main Authors: Tran, Phuc, Vu, Van
Format: Preprint
Published: 2026
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author Tran, Phuc
Vu, Van
author_facet Tran, Phuc
Vu, Van
contents Let $A$ be a full ranked $ n\times n$ matrix, with singular values $σ_1 (A) \ge \dots \ge σ_n (A) >0$. The condition number $κ(A):= σ_1(A)/σ_n(A)=\|A\|\cdot \|A\|^{-1}$ is a key parameter in the analysis of algorithms taking $A$ as input. In practice, matrices (representing real data) are often perturbed by noise. Technically speaking, the real input would be a noisy variant $\tilde A =A +E$ of $A$, where $E$ represents the noise. The condition number $κ(\tilde A)$ will be used instead of $κ(A)$. Thus, it is of importance to measure the impact of noise on the condition number. In this paper, we focus on the case when the noise is random. We introduce the notion of regional stability, via which we design a new framework to estimate the perturbation of the extremal singular values and the condition number of a matrix. Our framework allows us to bound the perturbation of singular values through the perturbation of singular spaces. We then bound the latter using a novel contour analysis argument, which, as a co-product, provides an improved version of the classical Davis-Kahan theorem in many settings. Our new estimates concerning the least singular value $σ_n(A)$ complement well-known results in this area, and are more favorable in the case when the ground matrix $A$ is large compared to the noise matrix $E$.
format Preprint
id arxiv_https___arxiv_org_abs_2603_19758
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Eigenvalue stability and new perturbation bounds for the extremal eigenvalues of a matrix
Tran, Phuc
Vu, Van
Numerical Analysis
Optimization and Control
Probability
47A55, 68W40
Let $A$ be a full ranked $ n\times n$ matrix, with singular values $σ_1 (A) \ge \dots \ge σ_n (A) >0$. The condition number $κ(A):= σ_1(A)/σ_n(A)=\|A\|\cdot \|A\|^{-1}$ is a key parameter in the analysis of algorithms taking $A$ as input. In practice, matrices (representing real data) are often perturbed by noise. Technically speaking, the real input would be a noisy variant $\tilde A =A +E$ of $A$, where $E$ represents the noise. The condition number $κ(\tilde A)$ will be used instead of $κ(A)$. Thus, it is of importance to measure the impact of noise on the condition number. In this paper, we focus on the case when the noise is random. We introduce the notion of regional stability, via which we design a new framework to estimate the perturbation of the extremal singular values and the condition number of a matrix. Our framework allows us to bound the perturbation of singular values through the perturbation of singular spaces. We then bound the latter using a novel contour analysis argument, which, as a co-product, provides an improved version of the classical Davis-Kahan theorem in many settings. Our new estimates concerning the least singular value $σ_n(A)$ complement well-known results in this area, and are more favorable in the case when the ground matrix $A$ is large compared to the noise matrix $E$.
title Eigenvalue stability and new perturbation bounds for the extremal eigenvalues of a matrix
topic Numerical Analysis
Optimization and Control
Probability
47A55, 68W40
url https://arxiv.org/abs/2603.19758