Breaking the Capability Ceiling of LLM Post-Training by Reintroducing Markov States

Fuente: arXiv
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Auteurs principaux: Yuan, Yurun, Xie, Tengyang
Format: Preprint
Publié: 2026
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author Yuan, Yurun
Xie, Tengyang
author_facet Yuan, Yurun
Xie, Tengyang
contents Reinforcement learning (RL) has become a standard paradigm for post-training and aligning Large Language Models (LLMs), yet recent evidence suggests it faces a persistent "capability ceiling": unlike classical RL systems that discover novel strategies, RL for LLMs often acts as a mere refiner of patterns already latent in pre-trained weights. In this work, we identify a fundamental structural bottleneck: while classical RL relies on compact, informative Markov states, current LLM post-training formulations are tethered to an ever-expanding history of actions. We revisit a classical principle long central to RL yet absent from LLM post-training: explicit Markov states. Theoretically, we provide rigorous guarantees demonstrating that leveraging estimated Markov states can significantly reduce sample complexity. Empirically, we show that introducing Markov states consistently breaks the performance boundaries of standard RL post-training across a suite of complex logic puzzles. Our findings suggest that moving beyond "history-as-state" modeling in favor of structured Markovian representations is essential for unlocking open-ended discovery and genuinely new reasoning capabilities in Generative AI.
format Preprint
id arxiv_https___arxiv_org_abs_2603_19987
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Breaking the Capability Ceiling of LLM Post-Training by Reintroducing Markov States
Yuan, Yurun
Xie, Tengyang
Machine Learning
Artificial Intelligence
Computation and Language
Reinforcement learning (RL) has become a standard paradigm for post-training and aligning Large Language Models (LLMs), yet recent evidence suggests it faces a persistent "capability ceiling": unlike classical RL systems that discover novel strategies, RL for LLMs often acts as a mere refiner of patterns already latent in pre-trained weights. In this work, we identify a fundamental structural bottleneck: while classical RL relies on compact, informative Markov states, current LLM post-training formulations are tethered to an ever-expanding history of actions. We revisit a classical principle long central to RL yet absent from LLM post-training: explicit Markov states. Theoretically, we provide rigorous guarantees demonstrating that leveraging estimated Markov states can significantly reduce sample complexity. Empirically, we show that introducing Markov states consistently breaks the performance boundaries of standard RL post-training across a suite of complex logic puzzles. Our findings suggest that moving beyond "history-as-state" modeling in favor of structured Markovian representations is essential for unlocking open-ended discovery and genuinely new reasoning capabilities in Generative AI.
title Breaking the Capability Ceiling of LLM Post-Training by Reintroducing Markov States
topic Machine Learning
Artificial Intelligence
Computation and Language
url https://arxiv.org/abs/2603.19987