Unifying Variational and Dynamical Quantum Embedding: From Ghost Gutzwiller Approximation to Dynamical Mean-Field Theory

Fuente: arXiv
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Auteurs principaux: Giuli, Samuele, Lee, Tsung-Han, Yao, Yong-Xin, Kotliar, Gabriel, Ruckenstein, Andrei E., Gingras, Olivier, Lanatà, Nicola
Format: Preprint
Publié: 2026
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author Giuli, Samuele
Lee, Tsung-Han
Yao, Yong-Xin
Kotliar, Gabriel
Ruckenstein, Andrei E.
Gingras, Olivier
Lanatà, Nicola
author_facet Giuli, Samuele
Lee, Tsung-Han
Yao, Yong-Xin
Kotliar, Gabriel
Ruckenstein, Andrei E.
Gingras, Olivier
Lanatà, Nicola
contents Dynamical and variational frameworks have long been viewed as distinct paradigms. In particular, in quantum embedding (QE) frameworks, dynamical mean-field theory (DMFT) captures nonperturbative dynamical correlations through a frequency-dependent self-energy, while the Gutzwiller approximation (GA) is formulated in terms of a variationally optimized ground-state wavefunction. Here we bridge these perspectives, proving that the ghost-Gutzwiller approximation (ghost-GA), which also admits a density-matrix-matching QE formulation known as ghost density matrix embedding theory (ghost-DMET), becomes strictly equivalent to DMFT in the limit of infinitely many auxiliary bath modes. This formal unification has immediate consequences. In particular, it yields a rigorous finite-temperature extension of ghost-GA and shows that the physical Green's function can be determined from static expectation values of the embedding Hamiltonians, providing a route to computational studies of competing phases in strongly correlated matter with DMFT-level accuracy, while bypassing the need to calculate dynamical spectra with conventional impurity solvers. More broadly, it shows that the variational ghost-GA, the density-matrix-matching ghost-DMET formulation, and the dynamical DMFT description are not separate constructions, but complementary formulations of the same QE structure, thereby providing a concrete formal basis for future controlled extensions beyond DMFT.
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id arxiv_https___arxiv_org_abs_2603_20559
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Unifying Variational and Dynamical Quantum Embedding: From Ghost Gutzwiller Approximation to Dynamical Mean-Field Theory
Giuli, Samuele
Lee, Tsung-Han
Yao, Yong-Xin
Kotliar, Gabriel
Ruckenstein, Andrei E.
Gingras, Olivier
Lanatà, Nicola
Strongly Correlated Electrons
Dynamical and variational frameworks have long been viewed as distinct paradigms. In particular, in quantum embedding (QE) frameworks, dynamical mean-field theory (DMFT) captures nonperturbative dynamical correlations through a frequency-dependent self-energy, while the Gutzwiller approximation (GA) is formulated in terms of a variationally optimized ground-state wavefunction. Here we bridge these perspectives, proving that the ghost-Gutzwiller approximation (ghost-GA), which also admits a density-matrix-matching QE formulation known as ghost density matrix embedding theory (ghost-DMET), becomes strictly equivalent to DMFT in the limit of infinitely many auxiliary bath modes. This formal unification has immediate consequences. In particular, it yields a rigorous finite-temperature extension of ghost-GA and shows that the physical Green's function can be determined from static expectation values of the embedding Hamiltonians, providing a route to computational studies of competing phases in strongly correlated matter with DMFT-level accuracy, while bypassing the need to calculate dynamical spectra with conventional impurity solvers. More broadly, it shows that the variational ghost-GA, the density-matrix-matching ghost-DMET formulation, and the dynamical DMFT description are not separate constructions, but complementary formulations of the same QE structure, thereby providing a concrete formal basis for future controlled extensions beyond DMFT.
title Unifying Variational and Dynamical Quantum Embedding: From Ghost Gutzwiller Approximation to Dynamical Mean-Field Theory
topic Strongly Correlated Electrons
url https://arxiv.org/abs/2603.20559