Gauge-Invariant Non-Hermitian Quantum Theory: Foundation and Applications to Dynamical Phase Transitions
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arXiv
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| Auteurs principaux: | , , , |
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| Format: | Preprint |
| Publié: |
2026
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| _version_ | 1866917462825500672 |
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| author | Wang, Fei Liang, Guoying Zhao, Zecheng Xu, Bao-Ming |
| author_facet | Wang, Fei Liang, Guoying Zhao, Zecheng Xu, Bao-Ming |
| contents | The description of states and dynamics in non-Hermitian systems is fundamentally linked to the choice of an appropriate theoretical framework -- a point of ongoing debate in the field. This work addresses this issue by proposing a consistent formulation that reconciles existing controversies and establishes a unified theoretical understanding. Our approach rests on two foundational premises: (i) the dynamics of both left and right-vectors of a non-Hermitian system must satisfy the Schrödinger equation; (ii) the theoretical framework must preserve gauge invariance, ensuring that physical quantities are independent of unobservable phase choices. Building on these physically motivated assumptions, we refine the biorthogonal framework, leading to a gauge-invariant non-Hermitian quantum theory. Our framework naturally encompasses the open-system effective non-Hermitian evolution as a special case, and can naturally reduce to standard quantum mechanics in the Hermitian limit. As a concrete application, we analyze the dynamical phase transition in a one-dimensional Su-Schrieffer-Heeger (SSH) model within this gauge-invariant non-Hermitian quantum theory. Notably, our formulation naturally generalizes the known condition for such transitions in Hermitian two-band systems, namely, $\mathbf{d}_{k}^i\cdot\mathbf{d}_{k}^f=0$, to the non-Hermitian case, where it takes the form $\mathrm{Re}\Bigl[\frac{\mathbf{d}_{k}^i}{d_{k}^i}\cdot\frac{\mathbf{d}_{k}^f}{d_{k}^f}\Bigr]=0$. Furthermore, we identify entirely new dynamical phase transitions that cannot be characterized by the winding number. We hope that this gauge-invariant non-Hermitian quantum theory will find broad applications in the study of non-Hermitian systems. |
| format | Preprint |
| id |
arxiv_https___arxiv_org_abs_2603_21281 |
| institution | arXiv |
| publishDate | 2026 |
| record_format | arxiv |
| spellingShingle | Gauge-Invariant Non-Hermitian Quantum Theory: Foundation and Applications to Dynamical Phase Transitions Wang, Fei Liang, Guoying Zhao, Zecheng Xu, Bao-Ming Quantum Physics Other Condensed Matter The description of states and dynamics in non-Hermitian systems is fundamentally linked to the choice of an appropriate theoretical framework -- a point of ongoing debate in the field. This work addresses this issue by proposing a consistent formulation that reconciles existing controversies and establishes a unified theoretical understanding. Our approach rests on two foundational premises: (i) the dynamics of both left and right-vectors of a non-Hermitian system must satisfy the Schrödinger equation; (ii) the theoretical framework must preserve gauge invariance, ensuring that physical quantities are independent of unobservable phase choices. Building on these physically motivated assumptions, we refine the biorthogonal framework, leading to a gauge-invariant non-Hermitian quantum theory. Our framework naturally encompasses the open-system effective non-Hermitian evolution as a special case, and can naturally reduce to standard quantum mechanics in the Hermitian limit. As a concrete application, we analyze the dynamical phase transition in a one-dimensional Su-Schrieffer-Heeger (SSH) model within this gauge-invariant non-Hermitian quantum theory. Notably, our formulation naturally generalizes the known condition for such transitions in Hermitian two-band systems, namely, $\mathbf{d}_{k}^i\cdot\mathbf{d}_{k}^f=0$, to the non-Hermitian case, where it takes the form $\mathrm{Re}\Bigl[\frac{\mathbf{d}_{k}^i}{d_{k}^i}\cdot\frac{\mathbf{d}_{k}^f}{d_{k}^f}\Bigr]=0$. Furthermore, we identify entirely new dynamical phase transitions that cannot be characterized by the winding number. We hope that this gauge-invariant non-Hermitian quantum theory will find broad applications in the study of non-Hermitian systems. |
| title | Gauge-Invariant Non-Hermitian Quantum Theory: Foundation and Applications to Dynamical Phase Transitions |
| topic | Quantum Physics Other Condensed Matter |
| url | https://arxiv.org/abs/2603.21281 |