Ensemble Kalman inversion with non-smooth regularization

Fuente: arXiv
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Main Author: Weissmann, Simon
Format: Preprint
Published: 2026
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author Weissmann, Simon
author_facet Weissmann, Simon
contents This paper investigates ensemble Kalman inversion (EKI) for variational inverse problems with convex, potentially non-smooth regularization. While deterministic EKI and its Tikhonov-regularized variants have primarily been analyzed for smooth objectives, a corresponding framework accommodating subgradient dynamics has not yet been established. To address this gap, we introduce a subgradient-based formulation of EKI (SEKI) that incorporates non-smooth regularizers through a covariance-preconditioned differential inclusion for the ensemble mean. In the linear forward-model setting, well-posedness of the resulting continuous-time particle system is established under minimal assumptions on the regularization functional using maximal monotone operator theory and Yosida approximations. Motivated by the continuous-time dynamics, we propose an explicit discrete-time scheme that preserves the derivative-free structure of EKI and analyze its convergence as an optimization method in the strongly convex case. Numerical experiments in computed tomography with total variation regularization and sparse recovery with $\ell_1$ penalties illustrate that non-smooth regularization can be incorporated into ensemble Kalman inversion in a stable and principled manner.
format Preprint
id arxiv_https___arxiv_org_abs_2603_21916
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Ensemble Kalman inversion with non-smooth regularization
Weissmann, Simon
Numerical Analysis
Optimization and Control
This paper investigates ensemble Kalman inversion (EKI) for variational inverse problems with convex, potentially non-smooth regularization. While deterministic EKI and its Tikhonov-regularized variants have primarily been analyzed for smooth objectives, a corresponding framework accommodating subgradient dynamics has not yet been established. To address this gap, we introduce a subgradient-based formulation of EKI (SEKI) that incorporates non-smooth regularizers through a covariance-preconditioned differential inclusion for the ensemble mean. In the linear forward-model setting, well-posedness of the resulting continuous-time particle system is established under minimal assumptions on the regularization functional using maximal monotone operator theory and Yosida approximations. Motivated by the continuous-time dynamics, we propose an explicit discrete-time scheme that preserves the derivative-free structure of EKI and analyze its convergence as an optimization method in the strongly convex case. Numerical experiments in computed tomography with total variation regularization and sparse recovery with $\ell_1$ penalties illustrate that non-smooth regularization can be incorporated into ensemble Kalman inversion in a stable and principled manner.
title Ensemble Kalman inversion with non-smooth regularization
topic Numerical Analysis
Optimization and Control
url https://arxiv.org/abs/2603.21916