A Duality-Based Optimization Formulation of Safe Control Design with State Uncertainties

Fuente: arXiv
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Auteurs principaux: Tan, Xiao, Nanayakkara, Rahal, Tabuada, Paulo, Ames, Aaron D.
Format: Preprint
Publié: 2026
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author Tan, Xiao
Nanayakkara, Rahal
Tabuada, Paulo
Ames, Aaron D.
author_facet Tan, Xiao
Nanayakkara, Rahal
Tabuada, Paulo
Ames, Aaron D.
contents State estimation uncertainty is prevalent in real-world applications, hindering the application of safety-critical control. Existing methods address this by strengthening a Control Barrier Function (CBF) condition either to handle actuation errors induced by state uncertainty, or to enforce stricter, more conservative sufficient conditions. In this work, we take a more direct approach and formulate a robust safety filter by analyzing the image of the set of all possible states under the CBF dynamics. We first prove that convexifying this image set does not change the set of possible inputs. Then, by leveraging duality, we propose an equivalent and tractable reformulation for cases where this convex hull can be expressed as a polytope or ellipsoid. Simulation results show the approach in this paper to be less conservative than existing alternatives.
format Preprint
id arxiv_https___arxiv_org_abs_2603_26999
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle A Duality-Based Optimization Formulation of Safe Control Design with State Uncertainties
Tan, Xiao
Nanayakkara, Rahal
Tabuada, Paulo
Ames, Aaron D.
Systems and Control
State estimation uncertainty is prevalent in real-world applications, hindering the application of safety-critical control. Existing methods address this by strengthening a Control Barrier Function (CBF) condition either to handle actuation errors induced by state uncertainty, or to enforce stricter, more conservative sufficient conditions. In this work, we take a more direct approach and formulate a robust safety filter by analyzing the image of the set of all possible states under the CBF dynamics. We first prove that convexifying this image set does not change the set of possible inputs. Then, by leveraging duality, we propose an equivalent and tractable reformulation for cases where this convex hull can be expressed as a polytope or ellipsoid. Simulation results show the approach in this paper to be less conservative than existing alternatives.
title A Duality-Based Optimization Formulation of Safe Control Design with State Uncertainties
topic Systems and Control
url https://arxiv.org/abs/2603.26999