Low-scaling \textit{GW} calculations of quasi-particle energies for extended systems within the numerical atomic orbital framework

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Main Authors: Zhang, Min-Ye, Lin, Peize, Shi, Rong, Ren, Xinguo
Format: Preprint
Published: 2026
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author Zhang, Min-Ye
Lin, Peize
Shi, Rong
Ren, Xinguo
author_facet Zhang, Min-Ye
Lin, Peize
Shi, Rong
Ren, Xinguo
contents The many-body perturbation theory within the $GW$ approximation is a widely used method for describing the electronic band structures in real materials. Its application to large-scale systems is, however, impeded by its high computational cost. The rate-limiting steps in a typical $GW$ implementation are the evaluation of the polarization function under the random phase approximation (RPA) and the evaluation of the $GW$ self-energy, both of which have a canonical $O(N^4)$ scaling with $N$ being the system size. The conventional space-time algorithm within the plane-wave basis sets reduces the scaling from $O(N^4)$ to $O(N^3)$, albeit with a large prefactor and increased memory cost. Here, we present a space-time algorithm within the numerical atomic orbital (NAO) basis-set framework, for which the evaluation of the polarization function and self-energy is formally reduced to $O(N^2)$ or better with respect to system size. This is achieved by computing these quantities in real space, where low-scaling algorithms can be formulated by leveraging the localized resolution of identity (LRI) technique. The resulting NAO-based, LRI-enhanced space-time $GW$ algorithm has been implemented in the LibRPA library interfaced with the FHI-aims code package. Benchmark calculations for crystalline solids show that the low-scaling implementation yields quasi-particle energies in close agreement with the conventional $O(N^4)$ k-space formalism previously implemented in FHI-aims. For the systems studied here, the observed overall scaling is substantially reduced relative to the canonical approach, and the low-scaling implementation becomes advantageous already for systems containing fewer than 100 atoms.
format Preprint
id arxiv_https___arxiv_org_abs_2603_27292
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Low-scaling \textit{GW} calculations of quasi-particle energies for extended systems within the numerical atomic orbital framework
Zhang, Min-Ye
Lin, Peize
Shi, Rong
Ren, Xinguo
Materials Science
The many-body perturbation theory within the $GW$ approximation is a widely used method for describing the electronic band structures in real materials. Its application to large-scale systems is, however, impeded by its high computational cost. The rate-limiting steps in a typical $GW$ implementation are the evaluation of the polarization function under the random phase approximation (RPA) and the evaluation of the $GW$ self-energy, both of which have a canonical $O(N^4)$ scaling with $N$ being the system size. The conventional space-time algorithm within the plane-wave basis sets reduces the scaling from $O(N^4)$ to $O(N^3)$, albeit with a large prefactor and increased memory cost. Here, we present a space-time algorithm within the numerical atomic orbital (NAO) basis-set framework, for which the evaluation of the polarization function and self-energy is formally reduced to $O(N^2)$ or better with respect to system size. This is achieved by computing these quantities in real space, where low-scaling algorithms can be formulated by leveraging the localized resolution of identity (LRI) technique. The resulting NAO-based, LRI-enhanced space-time $GW$ algorithm has been implemented in the LibRPA library interfaced with the FHI-aims code package. Benchmark calculations for crystalline solids show that the low-scaling implementation yields quasi-particle energies in close agreement with the conventional $O(N^4)$ k-space formalism previously implemented in FHI-aims. For the systems studied here, the observed overall scaling is substantially reduced relative to the canonical approach, and the low-scaling implementation becomes advantageous already for systems containing fewer than 100 atoms.
title Low-scaling \textit{GW} calculations of quasi-particle energies for extended systems within the numerical atomic orbital framework
topic Materials Science
url https://arxiv.org/abs/2603.27292