A Regulatory Compliance Protocol for Asset Interoperability Between Traditional and Decentralized Finance in Tokenized Capital Markets

Fuente: arXiv
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Autores principales: Kim, Jinwook, Hong, Jonghun
Formato: Preprint
Publicado: 2026
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author Kim, Jinwook
Hong, Jonghun
author_facet Kim, Jinwook
Hong, Jonghun
contents There have been various attempts at token standards on numerous blockchain platforms today to fundamentally change the way assets are traded in the traditional capital markets, but there is a lack of research and resolution on regulatory issues that become the common foundation for interoperability and reusable standards. Our proposal, Regulatory Compliance Protocol (RCP), is based on the regulations and reports of 15 global financial institutions and standardizes recommendations and guidelines involving the overall asset tokenization of TradFi and DeFi into five regulatory groups: Traceability, Confidentiality, Enforceability, Finality and Tokenizability, compiling them into 31 items and presenting a benchmark for technology and standards as an underlying protocol. To review the legality and effectiveness of RCP, it was validated based on three tokenization and trading scenarios, and through the RCP-based NEW-EIP, it showed superiority over other ERC protocols related to asset tokenization.
format Preprint
id arxiv_https___arxiv_org_abs_2603_29278
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle A Regulatory Compliance Protocol for Asset Interoperability Between Traditional and Decentralized Finance in Tokenized Capital Markets
Kim, Jinwook
Hong, Jonghun
Computers and Society
Cryptography and Security
There have been various attempts at token standards on numerous blockchain platforms today to fundamentally change the way assets are traded in the traditional capital markets, but there is a lack of research and resolution on regulatory issues that become the common foundation for interoperability and reusable standards. Our proposal, Regulatory Compliance Protocol (RCP), is based on the regulations and reports of 15 global financial institutions and standardizes recommendations and guidelines involving the overall asset tokenization of TradFi and DeFi into five regulatory groups: Traceability, Confidentiality, Enforceability, Finality and Tokenizability, compiling them into 31 items and presenting a benchmark for technology and standards as an underlying protocol. To review the legality and effectiveness of RCP, it was validated based on three tokenization and trading scenarios, and through the RCP-based NEW-EIP, it showed superiority over other ERC protocols related to asset tokenization.
title A Regulatory Compliance Protocol for Asset Interoperability Between Traditional and Decentralized Finance in Tokenized Capital Markets
topic Computers and Society
Cryptography and Security
url https://arxiv.org/abs/2603.29278