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Hauptverfasser: Tian, Wan, Cui, Wenhao, Zhang, Rui, Jing, Bingyi, Liu, Yang, Peng, Yijie
Format: Preprint
Veröffentlicht: 2026
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Online-Zugang:https://arxiv.org/abs/2604.00644
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author Tian, Wan
Cui, Wenhao
Zhang, Rui
Jing, Bingyi
Liu, Yang
Peng, Yijie
author_facet Tian, Wan
Cui, Wenhao
Zhang, Rui
Jing, Bingyi
Liu, Yang
Peng, Yijie
contents In the realm of high-dimensional data analysis, the estimation of covariance matrices is a fundamental task, and this holds true for interval-valued data as well. However, there is no unified definition for the covariance matrix of interval-valued data, let alone established estimation methods in high-dimensional settings. This paper presents a novel approach to estimating covariance matrices for high-dimensional interval-valued data while ensuring positive definiteness. We begin by assuming that the upper and lower bounds of interval-valued variables share the same dependency structure. Based on this assumption, we extend the classical soft-thresholding covariance matrix estimator to the interval-valued scenario, referred to as the Interval-valued Soft-Thresholding (IST) estimator. Subsequently, to ensure the positive definiteness of the estimator, we impose a positive definiteness constraint on the IST estimator. We derive an alternating direction method to solve the proposed problem and establish its convergence. Under some very mild conditions, we develop a non-asymptotic statistical theory for the proposed estimator. Simulation studies and applications to high-frequency financial data from the CSI 300 Index demonstrated the effectiveness of the proposed estimator.
format Preprint
id arxiv_https___arxiv_org_abs_2604_00644
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Covariance Matrix Estimation for High-Dimensional Interval-Valued Data with Positive Definiteness
Tian, Wan
Cui, Wenhao
Zhang, Rui
Jing, Bingyi
Liu, Yang
Peng, Yijie
Methodology
In the realm of high-dimensional data analysis, the estimation of covariance matrices is a fundamental task, and this holds true for interval-valued data as well. However, there is no unified definition for the covariance matrix of interval-valued data, let alone established estimation methods in high-dimensional settings. This paper presents a novel approach to estimating covariance matrices for high-dimensional interval-valued data while ensuring positive definiteness. We begin by assuming that the upper and lower bounds of interval-valued variables share the same dependency structure. Based on this assumption, we extend the classical soft-thresholding covariance matrix estimator to the interval-valued scenario, referred to as the Interval-valued Soft-Thresholding (IST) estimator. Subsequently, to ensure the positive definiteness of the estimator, we impose a positive definiteness constraint on the IST estimator. We derive an alternating direction method to solve the proposed problem and establish its convergence. Under some very mild conditions, we develop a non-asymptotic statistical theory for the proposed estimator. Simulation studies and applications to high-frequency financial data from the CSI 300 Index demonstrated the effectiveness of the proposed estimator.
title Covariance Matrix Estimation for High-Dimensional Interval-Valued Data with Positive Definiteness
topic Methodology
url https://arxiv.org/abs/2604.00644