UK AISI Alignment Evaluation Case-Study
Fuente:
arXiv
Saved in:
| Main Authors: | , , , , |
|---|---|
| Format: | Preprint |
| Published: |
2026
|
| Subjects: | |
| Online Access: | |
| Tags: |
Add Tag
No Tags, Be the first to tag this record!
|
| _version_ | 1866912995373744128 |
|---|---|
| author | Souly, Alexandra Kirk, Robert Merizian, Jacob D'Cruz, Abby Davies, Xander |
| author_facet | Souly, Alexandra Kirk, Robert Merizian, Jacob D'Cruz, Abby Davies, Xander |
| contents | This technical report presents methods developed by the UK AI Security Institute for assessing whether advanced AI systems reliably follow intended goals. Specifically, we evaluate whether frontier models sabotage safety research when deployed as coding assistants within an AI lab. Applying our methods to four frontier models, we find no confirmed instances of research sabotage. However, we observe that Claude Opus 4.5 Preview (a pre-release snapshot of Opus 4.5) and Sonnet 4.5 frequently refuse to engage with safety-relevant research tasks, citing concerns about research direction, involvement in self-training, and research scope. We additionally find that Opus 4.5 Preview shows reduced unprompted evaluation awareness compared to Sonnet 4.5, while both models can distinguish evaluation from deployment scenarios when prompted. Our evaluation framework builds on Petri, an open-source LLM auditing tool, with a custom scaffold designed to simulate realistic internal deployment of a coding agent. We validate that this scaffold produces trajectories that all tested models fail to reliably distinguish from real deployment data. We test models across scenarios varying in research motivation, activity type, replacement threat, and model autonomy. Finally, we discuss limitations including scenario coverage and evaluation awareness. |
| format | Preprint |
| id |
arxiv_https___arxiv_org_abs_2604_00788 |
| institution | arXiv |
| publishDate | 2026 |
| record_format | arxiv |
| spellingShingle | UK AISI Alignment Evaluation Case-Study Souly, Alexandra Kirk, Robert Merizian, Jacob D'Cruz, Abby Davies, Xander Artificial Intelligence Cryptography and Security This technical report presents methods developed by the UK AI Security Institute for assessing whether advanced AI systems reliably follow intended goals. Specifically, we evaluate whether frontier models sabotage safety research when deployed as coding assistants within an AI lab. Applying our methods to four frontier models, we find no confirmed instances of research sabotage. However, we observe that Claude Opus 4.5 Preview (a pre-release snapshot of Opus 4.5) and Sonnet 4.5 frequently refuse to engage with safety-relevant research tasks, citing concerns about research direction, involvement in self-training, and research scope. We additionally find that Opus 4.5 Preview shows reduced unprompted evaluation awareness compared to Sonnet 4.5, while both models can distinguish evaluation from deployment scenarios when prompted. Our evaluation framework builds on Petri, an open-source LLM auditing tool, with a custom scaffold designed to simulate realistic internal deployment of a coding agent. We validate that this scaffold produces trajectories that all tested models fail to reliably distinguish from real deployment data. We test models across scenarios varying in research motivation, activity type, replacement threat, and model autonomy. Finally, we discuss limitations including scenario coverage and evaluation awareness. |
| title | UK AISI Alignment Evaluation Case-Study |
| topic | Artificial Intelligence Cryptography and Security |
| url | https://arxiv.org/abs/2604.00788 |