Generalization Limits of Reinforcement Learning Alignment

Fuente: arXiv
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Auteurs principaux: Shida, Haruhi, Imai, Koo, Kansa, Keigo
Format: Preprint
Publié: 2026
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author Shida, Haruhi
Imai, Koo
Kansa, Keigo
author_facet Shida, Haruhi
Imai, Koo
Kansa, Keigo
contents The safety of large language models (LLMs) relies on alignment techniques such as reinforcement learning from human feedback (RLHF). However, recent theoretical analyses suggest that reinforcement learning-based training does not acquire new capabilities but merely redistributes the utilization probabilities of existing ones. In this study, we propose ``compound jailbreaks'' targeting OpenAI gpt-oss-20b, which exploit the generalization failures of alignment. This approach combines multiple attack techniques -- each individually defended against -- to saturate the instruction hierarchy maintenance process. Our evaluation shows that the attack success rate (ASR) increased from 14.3\% with individual methods to 71.4\% with the combined approach. These results provide empirical evidence for the hypothesis that safety training does not generalize as broadly as model capabilities, highlighting the need for multifaceted safety evaluations using compound attack scenarios.
format Preprint
id arxiv_https___arxiv_org_abs_2604_02652
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Generalization Limits of Reinforcement Learning Alignment
Shida, Haruhi
Imai, Koo
Kansa, Keigo
Machine Learning
Artificial Intelligence
The safety of large language models (LLMs) relies on alignment techniques such as reinforcement learning from human feedback (RLHF). However, recent theoretical analyses suggest that reinforcement learning-based training does not acquire new capabilities but merely redistributes the utilization probabilities of existing ones. In this study, we propose ``compound jailbreaks'' targeting OpenAI gpt-oss-20b, which exploit the generalization failures of alignment. This approach combines multiple attack techniques -- each individually defended against -- to saturate the instruction hierarchy maintenance process. Our evaluation shows that the attack success rate (ASR) increased from 14.3\% with individual methods to 71.4\% with the combined approach. These results provide empirical evidence for the hypothesis that safety training does not generalize as broadly as model capabilities, highlighting the need for multifaceted safety evaluations using compound attack scenarios.
title Generalization Limits of Reinforcement Learning Alignment
topic Machine Learning
Artificial Intelligence
url https://arxiv.org/abs/2604.02652