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Autori principali: Guo, Liya, Hu, Ruimeng, Yang, Xu, Zhu, Yi
Natura: Preprint
Pubblicazione: 2026
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Accesso online:https://arxiv.org/abs/2604.05398
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author Guo, Liya
Hu, Ruimeng
Yang, Xu
Zhu, Yi
author_facet Guo, Liya
Hu, Ruimeng
Yang, Xu
Zhu, Yi
contents Continuous-time stochastic control with time-inhomogeneous jump-diffusion dynamics is central in finance and economics, but computing optimal policies is difficult under explicit time dependence, discontinuous shocks, and high dimensionality. We propose an actor-critic framework that serves as a mesh-free solver for entropy-regularized control problems and stochastic games with jumps. The approach is built on a time-inhomogeneous little q-function and an appropriate occupation measure, yielding a policy-gradient representation that accommodates time-dependent drift, volatility, and jump terms. To represent expressive stochastic policies in continuous-action spaces, we parameterize the actor using conditional normalizing flows, enabling flexible non-Gaussian policies while retaining exact likelihood evaluation for entropy regularization and policy optimization. We validate the method on time-inhomogeneous linear-quadratic control, Merton portfolio optimization, and a multi-agent portfolio game, using explicit solutions or high-accuracy benchmarks. Numerical results demonstrate stable learning under jump discontinuities, accurate approximation of optimal stochastic policies, and favorable scaling with respect to dimension and number of agents.
format Preprint
id arxiv_https___arxiv_org_abs_2604_05398
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle An Actor-Critic Framework for Continuous-Time Jump-Diffusion Controls with Normalizing Flows
Guo, Liya
Hu, Ruimeng
Yang, Xu
Zhu, Yi
Optimization and Control
Machine Learning
93E20, 65C30, 60H10, 91G10, 60J75
Continuous-time stochastic control with time-inhomogeneous jump-diffusion dynamics is central in finance and economics, but computing optimal policies is difficult under explicit time dependence, discontinuous shocks, and high dimensionality. We propose an actor-critic framework that serves as a mesh-free solver for entropy-regularized control problems and stochastic games with jumps. The approach is built on a time-inhomogeneous little q-function and an appropriate occupation measure, yielding a policy-gradient representation that accommodates time-dependent drift, volatility, and jump terms. To represent expressive stochastic policies in continuous-action spaces, we parameterize the actor using conditional normalizing flows, enabling flexible non-Gaussian policies while retaining exact likelihood evaluation for entropy regularization and policy optimization. We validate the method on time-inhomogeneous linear-quadratic control, Merton portfolio optimization, and a multi-agent portfolio game, using explicit solutions or high-accuracy benchmarks. Numerical results demonstrate stable learning under jump discontinuities, accurate approximation of optimal stochastic policies, and favorable scaling with respect to dimension and number of agents.
title An Actor-Critic Framework for Continuous-Time Jump-Diffusion Controls with Normalizing Flows
topic Optimization and Control
Machine Learning
93E20, 65C30, 60H10, 91G10, 60J75
url https://arxiv.org/abs/2604.05398