Accelerating Full-Scale Nonlinear Model Predictive Control via Surrogate Dynamics Optimization

Fuente: arXiv
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Autores principales: Beja-Battais, Perceval, Dupré, Guillaume, Grossetête, Alain, Vayatis, Nicolas
Formato: Preprint
Publicado: 2026
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author Beja-Battais, Perceval
Dupré, Guillaume
Grossetête, Alain
Vayatis, Nicolas
author_facet Beja-Battais, Perceval
Dupré, Guillaume
Grossetête, Alain
Vayatis, Nicolas
contents Driven by advances in hardware and software technologies, nonlinear model predictive control (NMPC) has gained increasing adoption in both industry and academia over the past decades. However, its practical deployment is often limited by the computational cost of simulating the embedded process model, especially for high-dimensional, multi-time-scale, or nonlinear systems commonly found in real-world applications. Thus, this paper introduces Surrogate Dynamics Optimization (SDO), a warm-start framework for full-scale NMPC to address the limitation of standard initialization strategies. The approach relies on a machine learning surrogate model to solve a lightweight auxiliary problem that approximates the original one. The methodology is reproducible and compatible with inhouse simulation and optimization tools, a key consideration in industrial contexts. Data efficiency of SDO, as well as the impact of surrogate design on the overall performance, are evaluated through a non-trivial simulation case study: 24-hour optimal load-following control of a pressurized water reactor. The results show consistent improvements in NMPC convergence speed within a fixed computational budget, while reducing training data generation costs by two orders of magnitude compared to behavior cloning.
format Preprint
id arxiv_https___arxiv_org_abs_2604_05566
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Accelerating Full-Scale Nonlinear Model Predictive Control via Surrogate Dynamics Optimization
Beja-Battais, Perceval
Dupré, Guillaume
Grossetête, Alain
Vayatis, Nicolas
Optimization and Control
Driven by advances in hardware and software technologies, nonlinear model predictive control (NMPC) has gained increasing adoption in both industry and academia over the past decades. However, its practical deployment is often limited by the computational cost of simulating the embedded process model, especially for high-dimensional, multi-time-scale, or nonlinear systems commonly found in real-world applications. Thus, this paper introduces Surrogate Dynamics Optimization (SDO), a warm-start framework for full-scale NMPC to address the limitation of standard initialization strategies. The approach relies on a machine learning surrogate model to solve a lightweight auxiliary problem that approximates the original one. The methodology is reproducible and compatible with inhouse simulation and optimization tools, a key consideration in industrial contexts. Data efficiency of SDO, as well as the impact of surrogate design on the overall performance, are evaluated through a non-trivial simulation case study: 24-hour optimal load-following control of a pressurized water reactor. The results show consistent improvements in NMPC convergence speed within a fixed computational budget, while reducing training data generation costs by two orders of magnitude compared to behavior cloning.
title Accelerating Full-Scale Nonlinear Model Predictive Control via Surrogate Dynamics Optimization
topic Optimization and Control
url https://arxiv.org/abs/2604.05566