Guardian-as-an-Advisor: Advancing Next-Generation Guardian Models for Trustworthy LLMs

Fuente: arXiv
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Autori principali: Huang, Yue, Zhuang, Haomin, Ye, Jiayi, Bao, Han, Wang, Yanbo, Hua, Hang, Wu, Siyuan, Chen, Pin-Yu, Zhang, Xiangliang
Natura: Preprint
Pubblicazione: 2026
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author Huang, Yue
Zhuang, Haomin
Ye, Jiayi
Bao, Han
Wang, Yanbo
Hua, Hang
Wu, Siyuan
Chen, Pin-Yu
Zhang, Xiangliang
author_facet Huang, Yue
Zhuang, Haomin
Ye, Jiayi
Bao, Han
Wang, Yanbo
Hua, Hang
Wu, Siyuan
Chen, Pin-Yu
Zhang, Xiangliang
contents Hard-gated safety checkers often over-refuse and misalign with a vendor's model spec; prevailing taxonomies also neglect robustness and honesty, yielding safer-on-paper yet less useful systems. This work introduces Guardian-as-an-Advisor (GaaA), a soft-gating pipeline where a guardian predicts a binary risk label plus a concise explanation and prepends this advice to the original query for re-inference, keeping the base model operating under its original spec. To support training and evaluation, GuardSet is constructed, a 208k+ multi-domain dataset unifying harmful and harmless cases with targeted robustness and honesty slices. GuardAdvisor is trained via SFT followed by RL to enforce label-explanation consistency. GuardAdvisor attains competitive detection accuracy while enabling the advisory workflow; when used to augment inputs, responses improve over unaugmented prompts. A latency study shows advisor inference uses below 5% of base-model compute and adds only 2-10% end-to-end overhead under realistic harmful-input rates. Overall, GaaA steers models to comply with the model spec, maintaining safety while reducing over-refusal.
format Preprint
id arxiv_https___arxiv_org_abs_2604_07655
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Guardian-as-an-Advisor: Advancing Next-Generation Guardian Models for Trustworthy LLMs
Huang, Yue
Zhuang, Haomin
Ye, Jiayi
Bao, Han
Wang, Yanbo
Hua, Hang
Wu, Siyuan
Chen, Pin-Yu
Zhang, Xiangliang
Machine Learning
Computation and Language
Hard-gated safety checkers often over-refuse and misalign with a vendor's model spec; prevailing taxonomies also neglect robustness and honesty, yielding safer-on-paper yet less useful systems. This work introduces Guardian-as-an-Advisor (GaaA), a soft-gating pipeline where a guardian predicts a binary risk label plus a concise explanation and prepends this advice to the original query for re-inference, keeping the base model operating under its original spec. To support training and evaluation, GuardSet is constructed, a 208k+ multi-domain dataset unifying harmful and harmless cases with targeted robustness and honesty slices. GuardAdvisor is trained via SFT followed by RL to enforce label-explanation consistency. GuardAdvisor attains competitive detection accuracy while enabling the advisory workflow; when used to augment inputs, responses improve over unaugmented prompts. A latency study shows advisor inference uses below 5% of base-model compute and adds only 2-10% end-to-end overhead under realistic harmful-input rates. Overall, GaaA steers models to comply with the model spec, maintaining safety while reducing over-refusal.
title Guardian-as-an-Advisor: Advancing Next-Generation Guardian Models for Trustworthy LLMs
topic Machine Learning
Computation and Language
url https://arxiv.org/abs/2604.07655