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Hauptverfasser: Hernández, Osvaldo Angtuncio, Peralta, Oscar
Format: Preprint
Veröffentlicht: 2026
Schlagworte:
Online-Zugang:https://arxiv.org/abs/2604.08889
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author Hernández, Osvaldo Angtuncio
Peralta, Oscar
author_facet Hernández, Osvaldo Angtuncio
Peralta, Oscar
contents For a spectrally negative Lévy process with Laplace transform $ψ$, the $q$-scale function is characterized as the function whose Laplace transform is $(ψ(\cdot)-q)^{-1}$. It has applications in fluctuation theory, for example, exit problems and first hitting probabilities. It is also used in areas like ruin theory, risk theory, continuous state branching processes and optimal control. In this paper, we extend the scale function representation of Ivanovs (2021) from spectrally negative Lévy processes with phase-type jumps to the general case of matrix-exponential jumps. The extension is non-trivial because the probabilistic arguments employed by Ivanovs rely on an embedding to a Markov-modulated Brownian motion, a framework that does not accommodate the algebraic generality of matrix-exponential distributions. We overcome this limitation by embedding the Lévy process into a stochastic fluid process modulated by a rational arrival process (RAP), a class of continuous-valued Markov processes driven by orbit processes. This approach yields iterative schemes related to those of Ivanovs (2021) to provide a simple and explicit formula for the scale function. Our method gives the same fixed point when restricted to the phase-type case, and demonstrates the utility of orbit representations in analytical problems beyond the phase-type setting.
format Preprint
id arxiv_https___arxiv_org_abs_2604_08889
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Matrix Representations for Scale Functions of Spectrally Negative Lévy Processes with Rational Jumps
Hernández, Osvaldo Angtuncio
Peralta, Oscar
Probability
For a spectrally negative Lévy process with Laplace transform $ψ$, the $q$-scale function is characterized as the function whose Laplace transform is $(ψ(\cdot)-q)^{-1}$. It has applications in fluctuation theory, for example, exit problems and first hitting probabilities. It is also used in areas like ruin theory, risk theory, continuous state branching processes and optimal control. In this paper, we extend the scale function representation of Ivanovs (2021) from spectrally negative Lévy processes with phase-type jumps to the general case of matrix-exponential jumps. The extension is non-trivial because the probabilistic arguments employed by Ivanovs rely on an embedding to a Markov-modulated Brownian motion, a framework that does not accommodate the algebraic generality of matrix-exponential distributions. We overcome this limitation by embedding the Lévy process into a stochastic fluid process modulated by a rational arrival process (RAP), a class of continuous-valued Markov processes driven by orbit processes. This approach yields iterative schemes related to those of Ivanovs (2021) to provide a simple and explicit formula for the scale function. Our method gives the same fixed point when restricted to the phase-type case, and demonstrates the utility of orbit representations in analytical problems beyond the phase-type setting.
title Matrix Representations for Scale Functions of Spectrally Negative Lévy Processes with Rational Jumps
topic Probability
url https://arxiv.org/abs/2604.08889