Semantic Rate-Distortion for Bounded Multi-Agent Communication: Capacity-Derived Semantic Spaces and the Communication Cost of Alignment
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| Format: | Preprint |
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2026
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| _version_ | 1866913021761159168 |
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| author | Nixon, Anthony T. |
| author_facet | Nixon, Anthony T. |
| contents | When two agents of different computational capacities interact with the same environment, they need not compress a common semantic alphabet differently; they can induce different semantic alphabets altogether. We show that the quotient POMDP $Q_{m,T}(M)$ - the unique coarsest abstraction consistent with an agent's capacity - serves as a capacity-derived semantic space for any bounded agent, and that communication between heterogeneous agents exhibits a sharp structural phase transition. Below a critical rate $R_{\text{crit}}$ determined by the quotient mismatch, intent-preserving communication is structurally impossible. In the supported one-way memoryless regime, classical side-information coding then yields exponential decay above the induced benchmark. Classical coding theorems tell you the rate once the source alphabet is fixed; our contribution is to derive that alphabet from bounded interaction itself.
Concretely, we prove: (1) a fixed-$\varepsilon$ structural phase-transition theorem whose lower bound is fully general on the common-history quotient comparison; (2) a one-way Wyner-Ziv benchmark identification on quotient alphabets, with exact converse, exact operational equality for memoryless quotient sources, and an ergodic long-run bridge via explicit mixing bounds; (3) an asymptotic one-way converse in the shrinking-distortion regime $\varepsilon = O(1/T)$, proved from the message stream and decoder side information; and (4) alignment traversal bounds enabling compositional communication through intermediate capacity levels. Experiments on eight POMDP environments (including RockSample(4,4)) illustrate the phase transition, a structured-policy benchmark shows the one-way rate can drop by up to $19\times$ relative to the counting bound, and a shrinking-distortion sweep matches the regime of the asymptotic converse. |
| format | Preprint |
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arxiv_https___arxiv_org_abs_2604_09521 |
| institution | arXiv |
| publishDate | 2026 |
| record_format | arxiv |
| spellingShingle | Semantic Rate-Distortion for Bounded Multi-Agent Communication: Capacity-Derived Semantic Spaces and the Communication Cost of Alignment Nixon, Anthony T. Information Theory Artificial Intelligence 94A29 (Primary) 90C40, 68Q45 (Secondary) E.4; I.2.11; F.4.3 When two agents of different computational capacities interact with the same environment, they need not compress a common semantic alphabet differently; they can induce different semantic alphabets altogether. We show that the quotient POMDP $Q_{m,T}(M)$ - the unique coarsest abstraction consistent with an agent's capacity - serves as a capacity-derived semantic space for any bounded agent, and that communication between heterogeneous agents exhibits a sharp structural phase transition. Below a critical rate $R_{\text{crit}}$ determined by the quotient mismatch, intent-preserving communication is structurally impossible. In the supported one-way memoryless regime, classical side-information coding then yields exponential decay above the induced benchmark. Classical coding theorems tell you the rate once the source alphabet is fixed; our contribution is to derive that alphabet from bounded interaction itself. Concretely, we prove: (1) a fixed-$\varepsilon$ structural phase-transition theorem whose lower bound is fully general on the common-history quotient comparison; (2) a one-way Wyner-Ziv benchmark identification on quotient alphabets, with exact converse, exact operational equality for memoryless quotient sources, and an ergodic long-run bridge via explicit mixing bounds; (3) an asymptotic one-way converse in the shrinking-distortion regime $\varepsilon = O(1/T)$, proved from the message stream and decoder side information; and (4) alignment traversal bounds enabling compositional communication through intermediate capacity levels. Experiments on eight POMDP environments (including RockSample(4,4)) illustrate the phase transition, a structured-policy benchmark shows the one-way rate can drop by up to $19\times$ relative to the counting bound, and a shrinking-distortion sweep matches the regime of the asymptotic converse. |
| title | Semantic Rate-Distortion for Bounded Multi-Agent Communication: Capacity-Derived Semantic Spaces and the Communication Cost of Alignment |
| topic | Information Theory Artificial Intelligence 94A29 (Primary) 90C40, 68Q45 (Secondary) E.4; I.2.11; F.4.3 |
| url | https://arxiv.org/abs/2604.09521 |