Optimal control of the coagulation-fragmentation equation

Fuente: arXiv
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Main Author: Sartor, Enrico
Format: Preprint
Published: 2026
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author Sartor, Enrico
author_facet Sartor, Enrico
contents We formulate and analyse an optimal control problem for the coagulation-fragmentation equation, where a scalar, time-dependent control modulates the coagulation rate by multiplying the coagulation kernel. The objective functional consists of a quadratic penalisation of the control and a terminal cost depending on the final size distribution. In a weighted $L^1$ framework, we prove weak-to-weak continuity of the control-to-state map under perturbations of the coefficients and obtain existence of optimal controls by the direct method. We then establish $Γ$-convergence of the corresponding cost functionals, providing stability of optimal controls and justifying truncation of unbounded kernels in the optimisation setting. For bounded coagulation kernels we show differentiability of the dynamics, derive an adjoint equation, and obtain a Pontryagin-type minimum principle. Lipschitz continuity of the gradient with respect to the control yields, at the continuous level, convergence of a projected-gradient algorithm with Armijo backtracking. A proof-of-concept finite-volume implementation is then used in a numerical study targeting the number of particles within a prescribed size window, demonstrating that a single low-dimensional actuator can effectively reshape an infinite-dimensional particle-size distribution.
format Preprint
id arxiv_https___arxiv_org_abs_2604_13937
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Optimal control of the coagulation-fragmentation equation
Sartor, Enrico
Optimization and Control
49J20, 49K20, 45K05
We formulate and analyse an optimal control problem for the coagulation-fragmentation equation, where a scalar, time-dependent control modulates the coagulation rate by multiplying the coagulation kernel. The objective functional consists of a quadratic penalisation of the control and a terminal cost depending on the final size distribution. In a weighted $L^1$ framework, we prove weak-to-weak continuity of the control-to-state map under perturbations of the coefficients and obtain existence of optimal controls by the direct method. We then establish $Γ$-convergence of the corresponding cost functionals, providing stability of optimal controls and justifying truncation of unbounded kernels in the optimisation setting. For bounded coagulation kernels we show differentiability of the dynamics, derive an adjoint equation, and obtain a Pontryagin-type minimum principle. Lipschitz continuity of the gradient with respect to the control yields, at the continuous level, convergence of a projected-gradient algorithm with Armijo backtracking. A proof-of-concept finite-volume implementation is then used in a numerical study targeting the number of particles within a prescribed size window, demonstrating that a single low-dimensional actuator can effectively reshape an infinite-dimensional particle-size distribution.
title Optimal control of the coagulation-fragmentation equation
topic Optimization and Control
49J20, 49K20, 45K05
url https://arxiv.org/abs/2604.13937