Spectral structure of the Benjamin-Feir instability in deep-water gravity-capillary Stokes waves

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Hauptverfasser: Hsiao, Ting-Yang, Wang, Xinyang
Format: Preprint
Veröffentlicht: 2026
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author Hsiao, Ting-Yang
Wang, Xinyang
author_facet Hsiao, Ting-Yang
Wang, Xinyang
contents We investigate the Benjamin-Feir instability of small-amplitude gravity-capillary Stokes waves in deep water for the full water wave equations. While modulational instability has been classically predicted by formal asymptotic approaches, such as nonlinear Schrödinger approximations, a complete spectral description at the level of the Euler equations has remained open. We perform a rigorous Bloch-Floquet spectral analysis of the linearized operator and describe the splitting of the multiple eigenvalues at the origin. In the unstable regime, we identify a pair of eigenvalues with non-zero real part forming the characteristic ``figure-eight'' pattern in the complex plane. As a consequence, we recover sharp instability and stability regions in terms of the surface tension parameter, thereby providing a fully rigorous justification of the classical predictions in the gravity-capillary setting.
format Preprint
id arxiv_https___arxiv_org_abs_2604_16724
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Spectral structure of the Benjamin-Feir instability in deep-water gravity-capillary Stokes waves
Hsiao, Ting-Yang
Wang, Xinyang
Analysis of PDEs
76B15, 35P05, 35B35, 35B10
We investigate the Benjamin-Feir instability of small-amplitude gravity-capillary Stokes waves in deep water for the full water wave equations. While modulational instability has been classically predicted by formal asymptotic approaches, such as nonlinear Schrödinger approximations, a complete spectral description at the level of the Euler equations has remained open. We perform a rigorous Bloch-Floquet spectral analysis of the linearized operator and describe the splitting of the multiple eigenvalues at the origin. In the unstable regime, we identify a pair of eigenvalues with non-zero real part forming the characteristic ``figure-eight'' pattern in the complex plane. As a consequence, we recover sharp instability and stability regions in terms of the surface tension parameter, thereby providing a fully rigorous justification of the classical predictions in the gravity-capillary setting.
title Spectral structure of the Benjamin-Feir instability in deep-water gravity-capillary Stokes waves
topic Analysis of PDEs
76B15, 35P05, 35B35, 35B10
url https://arxiv.org/abs/2604.16724