Single-Point Higher-Order Szegő Sum Rules in OPUC: Necessity for $m=1,2,3$

Fuente: arXiv
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Main Author: Piao, Daxiong
Format: Preprint
Published: 2026
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author Piao, Daxiong
author_facet Piao, Daxiong
contents We give a direct algebraic proof of the necessity direction in the single-point higher-order Szegő sum rules on the unit circle for $m=1,2,3$. More precisely, for $H_m(e^{iθ})=(1-\cosθ)^m$, we show that $\int_0^{2π}H_m(e^{iθ})\log w(θ)\frac{dθ}{2π}>-\infty$ implies $(S-1)^mα\in\ell^2,\qquad α\in\ell^{2m+2}.$ The proof is carried out within Yan's algebraic model for higher-order sum rules. The main point is to obtain coercive lower bounds for the nonlogarithmic part of the truncated sum rule: the quadratic component yields the principal finite-difference energy, while the higher-order correction terms are controlled by telescoping cancellations and relative bounds. The logarithmic remainder then gives the required $\ell^{2m+2}$-summability. The purpose is to isolate explicit low-order necessity arguments within the algebraic framework.
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id arxiv_https___arxiv_org_abs_2604_23032
institution arXiv
publishDate 2026
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spellingShingle Single-Point Higher-Order Szegő Sum Rules in OPUC: Necessity for $m=1,2,3$
Piao, Daxiong
Classical Analysis and ODEs
Spectral Theory
We give a direct algebraic proof of the necessity direction in the single-point higher-order Szegő sum rules on the unit circle for $m=1,2,3$. More precisely, for $H_m(e^{iθ})=(1-\cosθ)^m$, we show that $\int_0^{2π}H_m(e^{iθ})\log w(θ)\frac{dθ}{2π}>-\infty$ implies $(S-1)^mα\in\ell^2,\qquad α\in\ell^{2m+2}.$ The proof is carried out within Yan's algebraic model for higher-order sum rules. The main point is to obtain coercive lower bounds for the nonlogarithmic part of the truncated sum rule: the quadratic component yields the principal finite-difference energy, while the higher-order correction terms are controlled by telescoping cancellations and relative bounds. The logarithmic remainder then gives the required $\ell^{2m+2}$-summability. The purpose is to isolate explicit low-order necessity arguments within the algebraic framework.
title Single-Point Higher-Order Szegő Sum Rules in OPUC: Necessity for $m=1,2,3$
topic Classical Analysis and ODEs
Spectral Theory
url https://arxiv.org/abs/2604.23032