Asymptotic theory of rerandomization for survival analysis

Fuente: arXiv
Salvato in:
Dettagli Bibliografici
Autori principali: Chen, Xinyuan, Li, Fan
Natura: Preprint
Pubblicazione: 2026
Soggetti:
Accesso online:
Tags: Aggiungi Tag
Nessun Tag, puoi essere il primo ad aggiungerne!!
_version_ 1866911623150567424
author Chen, Xinyuan
Li, Fan
author_facet Chen, Xinyuan
Li, Fan
contents Rerandomization systematically reduces chance imbalance and can improve the efficiency of the average treatment effect estimator in randomized experiments. While the asymptotic properties of finite-dimensional M-estimators under rerandomization have been established, existing theory does not directly address survival outcomes under censoring, where the target estimand involves infinite-dimensional functional parameters. This article establishes the uniform weak convergence of treatment-specific survival function estimators under rerandomization and stratified rerandomization. We prove that the Kaplan-Meier and inverse probability of censoring weighted Kaplan-Meier estimators converge to tight limiting processes with reduced pointwise asymptotic variances. Furthermore, we prove that the pointwise asymptotic variance of the debiased machine learning survival function estimator remains invariant under rerandomization, a consequence of the Neyman orthogonality. Simulations and a real data example are used to illustrate the theoretical results. Our results characterize the geometric interplay between restricted randomization designs and analysis-stage covariate adjustment for functional target estimands in survival analysis.
format Preprint
id arxiv_https___arxiv_org_abs_2604_23393
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Asymptotic theory of rerandomization for survival analysis
Chen, Xinyuan
Li, Fan
Methodology
Statistics Theory
Rerandomization systematically reduces chance imbalance and can improve the efficiency of the average treatment effect estimator in randomized experiments. While the asymptotic properties of finite-dimensional M-estimators under rerandomization have been established, existing theory does not directly address survival outcomes under censoring, where the target estimand involves infinite-dimensional functional parameters. This article establishes the uniform weak convergence of treatment-specific survival function estimators under rerandomization and stratified rerandomization. We prove that the Kaplan-Meier and inverse probability of censoring weighted Kaplan-Meier estimators converge to tight limiting processes with reduced pointwise asymptotic variances. Furthermore, we prove that the pointwise asymptotic variance of the debiased machine learning survival function estimator remains invariant under rerandomization, a consequence of the Neyman orthogonality. Simulations and a real data example are used to illustrate the theoretical results. Our results characterize the geometric interplay between restricted randomization designs and analysis-stage covariate adjustment for functional target estimands in survival analysis.
title Asymptotic theory of rerandomization for survival analysis
topic Methodology
Statistics Theory
url https://arxiv.org/abs/2604.23393