A theory of ROC analysis of rule-out and rule-in diagnostics with applications to mammography data

Fuente: arXiv
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Autori principali: Mastrianni, Michelle, Fan, Kwok Lung, Thompson, Yee Lam Elim, Gommers, Jessie J. J., Sechopoulos, Ioannis, Strand, Fredrik, Chen, Weijie, Levine, Gary, Sherekar, Mukul, Samuelson, Frank W.
Natura: Preprint
Pubblicazione: 2026
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author Mastrianni, Michelle
Fan, Kwok Lung
Thompson, Yee Lam Elim
Gommers, Jessie J. J.
Sechopoulos, Ioannis
Strand, Fredrik
Chen, Weijie
Levine, Gary
Sherekar, Mukul
Samuelson, Frank W.
author_facet Mastrianni, Michelle
Fan, Kwok Lung
Thompson, Yee Lam Elim
Gommers, Jessie J. J.
Sechopoulos, Ioannis
Strand, Fredrik
Chen, Weijie
Levine, Gary
Sherekar, Mukul
Samuelson, Frank W.
contents Multiple diagnostic tests are frequently used to determine the presence of a disease condition in patients. In this paper, we use bivariate copulas to examine the properties of receiver operating characteristic (ROC) curves formed when two correlated diagnostic tests are used together to rule-out ("believe the negative") and rule-in ("believe the positive") patients for disease. We use this theory to analyze three mammography data sets where AI devices are applied to reduce radiologists' workload or improve diagnostic performance. Our analysis shows with generality that increasing the radiologist-AI correlation for diseased cases enhances the area under the ROC curve (AUC) of a radiologist-AI rule-out curve, whereas decreasing correlation for non-diseased cases has a similar effect. The opposite trends hold for rule-in scenarios. Applications to clinical mammography data show that projected empirical radiologist performance under a rule-out or rule-in scenario is consistent with the theory.
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id arxiv_https___arxiv_org_abs_2604_23463
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle A theory of ROC analysis of rule-out and rule-in diagnostics with applications to mammography data
Mastrianni, Michelle
Fan, Kwok Lung
Thompson, Yee Lam Elim
Gommers, Jessie J. J.
Sechopoulos, Ioannis
Strand, Fredrik
Chen, Weijie
Levine, Gary
Sherekar, Mukul
Samuelson, Frank W.
Methodology
Statistics Theory
Multiple diagnostic tests are frequently used to determine the presence of a disease condition in patients. In this paper, we use bivariate copulas to examine the properties of receiver operating characteristic (ROC) curves formed when two correlated diagnostic tests are used together to rule-out ("believe the negative") and rule-in ("believe the positive") patients for disease. We use this theory to analyze three mammography data sets where AI devices are applied to reduce radiologists' workload or improve diagnostic performance. Our analysis shows with generality that increasing the radiologist-AI correlation for diseased cases enhances the area under the ROC curve (AUC) of a radiologist-AI rule-out curve, whereas decreasing correlation for non-diseased cases has a similar effect. The opposite trends hold for rule-in scenarios. Applications to clinical mammography data show that projected empirical radiologist performance under a rule-out or rule-in scenario is consistent with the theory.
title A theory of ROC analysis of rule-out and rule-in diagnostics with applications to mammography data
topic Methodology
Statistics Theory
url https://arxiv.org/abs/2604.23463