The smoothest average and some extremal problems for polynomials

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Main Authors: Gaitán, José, Garzón, Carlos, Madrid, José
Format: Preprint
Published: 2026
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author Gaitán, José
Garzón, Carlos
Madrid, José
author_facet Gaitán, José
Garzón, Carlos
Madrid, José
contents We study the problem of finding the "smoothest'' local average of a function $f \in \ell^2(\mathbb{Z})$ when we consider its convolution with suitable kernels $u$. The measurement of smoothness is as follows: Given a positive integer $k$, we aim to minimize the constant \begin{equation*} \sup_{0 \neq f \in \ell^2(\mathbb{Z})} \frac{\|\nabla^{k}(u\ast f)\|_{\ell^2(\mathbb{Z})}}{\|f\|_{\ell^2(\mathbb{Z})}} \end{equation*} among all symmetric kernels $u : \{-n,\dots,n\} \to \mathbb{R}$ with normalization $\sum_{j=-n}^{n}u(j) = 1$. We are also interested in finding the kernel for which the least constant is attained. For $k=1$ and $k=2$, the sharp constants and optimal kernels were obtained by Kravitz-Steinerberger, and Richardson. In this paper, we provide alternative proofs for $k\in \{1,2\}$ by using complex analysis tools. Moreover, we establish the case $k=3$, and also the cases $k\in \{4,6\}$ when the kernels are restricted to have non-negative Fourier transform. These are the first results in the literature for $k>2$. Finally, we deduce a general relation between the sharp constants and optimal kernels corresponding to $\nabla^k$ and $\nabla^{2k}$.
format Preprint
id arxiv_https___arxiv_org_abs_2604_25074
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle The smoothest average and some extremal problems for polynomials
Gaitán, José
Garzón, Carlos
Madrid, José
Classical Analysis and ODEs
33E05, 39A12, 42A38, 65D10
We study the problem of finding the "smoothest'' local average of a function $f \in \ell^2(\mathbb{Z})$ when we consider its convolution with suitable kernels $u$. The measurement of smoothness is as follows: Given a positive integer $k$, we aim to minimize the constant \begin{equation*} \sup_{0 \neq f \in \ell^2(\mathbb{Z})} \frac{\|\nabla^{k}(u\ast f)\|_{\ell^2(\mathbb{Z})}}{\|f\|_{\ell^2(\mathbb{Z})}} \end{equation*} among all symmetric kernels $u : \{-n,\dots,n\} \to \mathbb{R}$ with normalization $\sum_{j=-n}^{n}u(j) = 1$. We are also interested in finding the kernel for which the least constant is attained. For $k=1$ and $k=2$, the sharp constants and optimal kernels were obtained by Kravitz-Steinerberger, and Richardson. In this paper, we provide alternative proofs for $k\in \{1,2\}$ by using complex analysis tools. Moreover, we establish the case $k=3$, and also the cases $k\in \{4,6\}$ when the kernels are restricted to have non-negative Fourier transform. These are the first results in the literature for $k>2$. Finally, we deduce a general relation between the sharp constants and optimal kernels corresponding to $\nabla^k$ and $\nabla^{2k}$.
title The smoothest average and some extremal problems for polynomials
topic Classical Analysis and ODEs
33E05, 39A12, 42A38, 65D10
url https://arxiv.org/abs/2604.25074