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Main Authors: Ailing, Zheng, Qingqing, Wu, Xingxiang, Peng, Qiaoyan, Peng, Ziyuan, Zheng, Wen, Chen
Format: Preprint
Published: 2026
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Online Access:https://arxiv.org/abs/2604.26845
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author Ailing, Zheng
Qingqing, Wu
Xingxiang, Peng
Qiaoyan, Peng
Ziyuan, Zheng
Wen, Chen
author_facet Ailing, Zheng
Qingqing, Wu
Xingxiang, Peng
Qiaoyan, Peng
Ziyuan, Zheng
Wen, Chen
contents Conventional multiple-input multiple-output (MIMO) systems mainly rely on fixed antenna arrays, which limits their capability to adapt the effective channel matrix to the propagation environment. Rotatable antennas (RAs), which enable mechanical or electronic adjustment of antenna boresight directions, introduce a new orientation-domain degree of freedom for channel reconfiguration. In this paper, we investigate an RA-aided MIMO communication system for channel capacity enhancement. We first establish an orientation-dependent MIMO channel model. Then, we formulate a capacity maximization problem by jointly optimizing the transmit covariance matrix and the transmit/receive RA orientations under practical spherical-cap constraints. To solve this non-convex problem, we develop an alternating optimization algorithm, where the transmit covariance matrix is updated via eigenmode transmission and water-filling, while each RA orientation is optimized through a Riemannian Frank-Wolfe method. We further investigate the low-SNR regime and derive simplified designs for multiple-input single-output (MISO) and single-input multiple-output (SIMO) special cases. Numerical results show that the proposed RA-aided MIMO design significantly improves the channel capacity compared with the fixed-orientation benchmark, demonstrating the benefits of orientation-domain channel reconfiguration.
format Preprint
id arxiv_https___arxiv_org_abs_2604_26845
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Joint Transceiver Orientation Optimization for Rotatable-Antenna MIMO Capacity Maximization
Ailing, Zheng
Qingqing, Wu
Xingxiang, Peng
Qiaoyan, Peng
Ziyuan, Zheng
Wen, Chen
Information Theory
Conventional multiple-input multiple-output (MIMO) systems mainly rely on fixed antenna arrays, which limits their capability to adapt the effective channel matrix to the propagation environment. Rotatable antennas (RAs), which enable mechanical or electronic adjustment of antenna boresight directions, introduce a new orientation-domain degree of freedom for channel reconfiguration. In this paper, we investigate an RA-aided MIMO communication system for channel capacity enhancement. We first establish an orientation-dependent MIMO channel model. Then, we formulate a capacity maximization problem by jointly optimizing the transmit covariance matrix and the transmit/receive RA orientations under practical spherical-cap constraints. To solve this non-convex problem, we develop an alternating optimization algorithm, where the transmit covariance matrix is updated via eigenmode transmission and water-filling, while each RA orientation is optimized through a Riemannian Frank-Wolfe method. We further investigate the low-SNR regime and derive simplified designs for multiple-input single-output (MISO) and single-input multiple-output (SIMO) special cases. Numerical results show that the proposed RA-aided MIMO design significantly improves the channel capacity compared with the fixed-orientation benchmark, demonstrating the benefits of orientation-domain channel reconfiguration.
title Joint Transceiver Orientation Optimization for Rotatable-Antenna MIMO Capacity Maximization
topic Information Theory
url https://arxiv.org/abs/2604.26845