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1. Verfasser: Wang, Louis Shuo
Format: Preprint
Veröffentlicht: 2026
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Online-Zugang:https://arxiv.org/abs/2605.00388
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author Wang, Louis Shuo
author_facet Wang, Louis Shuo
contents We present a systematic introduction to first-order optimality conditions for mathematical programs with equilibrium constraints (MPECs), emphasizing the limitations of classical nonlinear programming techniques. The goal is twofold. First, we explain why a direct application of standard optimality conditions -- based on reformulating MPECs via KKT systems or differentiable exact penalty functions -- is often inadequate, as such approaches typically require strong and restrictive assumptions, including nondegeneracy and smoothness conditions. Second, we develop a first-principles framework for analyzing MPECs by focusing on the geometric structure of the feasible region. In particular, we study stationarity concepts and provide a detailed characterization of the tangent cone at feasible points, which leads to appropriate constraint qualifications tailored to MPECs. These results form the foundation for rigorous first-order analysis and clarify the relationship between the original MPEC formulation and its KKT-based representation, offering practical guidance for handling these inherently challenging optimization problems.
format Preprint
id arxiv_https___arxiv_org_abs_2605_00388
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle First-Order Optimality Conditions for Mathematical Programming with Equilibrium Constraints
Wang, Louis Shuo
Optimization and Control
We present a systematic introduction to first-order optimality conditions for mathematical programs with equilibrium constraints (MPECs), emphasizing the limitations of classical nonlinear programming techniques. The goal is twofold. First, we explain why a direct application of standard optimality conditions -- based on reformulating MPECs via KKT systems or differentiable exact penalty functions -- is often inadequate, as such approaches typically require strong and restrictive assumptions, including nondegeneracy and smoothness conditions. Second, we develop a first-principles framework for analyzing MPECs by focusing on the geometric structure of the feasible region. In particular, we study stationarity concepts and provide a detailed characterization of the tangent cone at feasible points, which leads to appropriate constraint qualifications tailored to MPECs. These results form the foundation for rigorous first-order analysis and clarify the relationship between the original MPEC formulation and its KKT-based representation, offering practical guidance for handling these inherently challenging optimization problems.
title First-Order Optimality Conditions for Mathematical Programming with Equilibrium Constraints
topic Optimization and Control
url https://arxiv.org/abs/2605.00388