ANO: A Principled Approach to Robust Policy Optimization

Fuente: arXiv
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Autori principali: Zhang, Yiheng, Wang, Yiming, Zhao, Kaiyan, Wan, Zhenglin, Chen, Jiayu, U, Leong Hou
Natura: Preprint
Pubblicazione: 2026
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author Zhang, Yiheng
Wang, Yiming
Zhao, Kaiyan
Wan, Zhenglin
Chen, Jiayu
U, Leong Hou
author_facet Zhang, Yiheng
Wang, Yiming
Zhao, Kaiyan
Wan, Zhenglin
Chen, Jiayu
U, Leong Hou
contents Proximal Policy Optimization (PPO) dominates reinforcement learning and LLM alignment but relies on a "hard clipping" mechanism that discards valuable gradients. Conversely, unconstrained methods like SPO expose the optimization to unbounded updates, causing severe instability and policy collapse during extreme outlier encounters. To resolve this dilemma, we introduce a principled design space for policy optimization, demonstrating that a robust estimator must inherently suppress outliers while maintaining a smooth restoration force. Guided by these geometric principles, we derive Anchored Neighborhood Optimization (ANO), a novel method that seamlessly replaces hard clipping with a redescending gradient mechanism. Extensive evaluations demonstrate ANO's empirical superiority across diverse domains. In continuous (MuJoCo) and discrete (Atari) control, ANO establishes a robust state-of-the-art, uniquely preventing policy collapse even under highly aggressive learning rates ($1 \times 10^{-3}$). Furthermore, in LLM alignment (RLHF), ANO explicitly eliminates the catastrophic KL divergence explosion inherent to unconstrained methods, dominating PPO, SPO, and GRPO in head-to-head win rates.
format Preprint
id arxiv_https___arxiv_org_abs_2605_02320
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle ANO: A Principled Approach to Robust Policy Optimization
Zhang, Yiheng
Wang, Yiming
Zhao, Kaiyan
Wan, Zhenglin
Chen, Jiayu
U, Leong Hou
Artificial Intelligence
Machine Learning
Proximal Policy Optimization (PPO) dominates reinforcement learning and LLM alignment but relies on a "hard clipping" mechanism that discards valuable gradients. Conversely, unconstrained methods like SPO expose the optimization to unbounded updates, causing severe instability and policy collapse during extreme outlier encounters. To resolve this dilemma, we introduce a principled design space for policy optimization, demonstrating that a robust estimator must inherently suppress outliers while maintaining a smooth restoration force. Guided by these geometric principles, we derive Anchored Neighborhood Optimization (ANO), a novel method that seamlessly replaces hard clipping with a redescending gradient mechanism. Extensive evaluations demonstrate ANO's empirical superiority across diverse domains. In continuous (MuJoCo) and discrete (Atari) control, ANO establishes a robust state-of-the-art, uniquely preventing policy collapse even under highly aggressive learning rates ($1 \times 10^{-3}$). Furthermore, in LLM alignment (RLHF), ANO explicitly eliminates the catastrophic KL divergence explosion inherent to unconstrained methods, dominating PPO, SPO, and GRPO in head-to-head win rates.
title ANO: A Principled Approach to Robust Policy Optimization
topic Artificial Intelligence
Machine Learning
url https://arxiv.org/abs/2605.02320