Guardado en:
| Autores principales: | , , , , , , , , , , |
|---|---|
| Formato: | Preprint |
| Publicado: |
2026
|
| Materias: | |
| Acceso en línea: | https://arxiv.org/abs/2605.03282 |
| Etiquetas: |
Agregar Etiqueta
Sin Etiquetas, Sea el primero en etiquetar este registro!
|
| _version_ | 1866914528706428928 |
|---|---|
| author | Zhu, Ke Izem, Rima Yang, Peng Yuan, Ying Pang, Herbert van der Laan, Mark Nie, Lei Emir, Birol Mishra-Kalyani, Pallavi Lee, Hana Yang, Shu |
| author_facet | Zhu, Ke Izem, Rima Yang, Peng Yuan, Ying Pang, Herbert van der Laan, Mark Nie, Lei Emir, Birol Mishra-Kalyani, Pallavi Lee, Hana Yang, Shu |
| contents | Externally controlled trials (ECTs) are increasingly used when randomized controls are infeasible, unethical, or insufficient, including applications in rare diseases, oncology, pediatrics, and post-approval effectiveness research. Although methodological work has expanded rapidly across causal inference, Bayesian dynamic borrowing, and hybrid trial designs, the literature remains fragmented. We adopt a six-step scientific roadmap to organize modern ECT methodology in two primary settings: (i) single-arm trials that evaluate efficacy through comparison with external controls, and (ii) hybrid controlled trials that augment the internal control arm with external controls drawn from real-world data or historical studies. The roadmap clarifies causal estimands, identifiability assumptions, and how statistical parameters arise from identification, and shows how modeling and borrowing strategies trade off efficiency and robustness, especially under covariate shift and outcome drift. Within this framework, we synthesize and evaluate recent Bayesian and frequentist developments, compare their strengths, limitations, operating characteristics, and available software, and emphasize the role of sensitivity analysis. By re-framing ECT methodology through a causal lens, this work establishes a coherent foundation for integrating external data into regulatory and clinical decision-making and highlights core challenges and opportunities for future research. |
| format | Preprint |
| id |
arxiv_https___arxiv_org_abs_2605_03282 |
| institution | arXiv |
| publishDate | 2026 |
| record_format | arxiv |
| spellingShingle | Externally Controlled Trials: A Review of Design and Borrowing Through a Causal Lens Zhu, Ke Izem, Rima Yang, Peng Yuan, Ying Pang, Herbert van der Laan, Mark Nie, Lei Emir, Birol Mishra-Kalyani, Pallavi Lee, Hana Yang, Shu Methodology Externally controlled trials (ECTs) are increasingly used when randomized controls are infeasible, unethical, or insufficient, including applications in rare diseases, oncology, pediatrics, and post-approval effectiveness research. Although methodological work has expanded rapidly across causal inference, Bayesian dynamic borrowing, and hybrid trial designs, the literature remains fragmented. We adopt a six-step scientific roadmap to organize modern ECT methodology in two primary settings: (i) single-arm trials that evaluate efficacy through comparison with external controls, and (ii) hybrid controlled trials that augment the internal control arm with external controls drawn from real-world data or historical studies. The roadmap clarifies causal estimands, identifiability assumptions, and how statistical parameters arise from identification, and shows how modeling and borrowing strategies trade off efficiency and robustness, especially under covariate shift and outcome drift. Within this framework, we synthesize and evaluate recent Bayesian and frequentist developments, compare their strengths, limitations, operating characteristics, and available software, and emphasize the role of sensitivity analysis. By re-framing ECT methodology through a causal lens, this work establishes a coherent foundation for integrating external data into regulatory and clinical decision-making and highlights core challenges and opportunities for future research. |
| title | Externally Controlled Trials: A Review of Design and Borrowing Through a Causal Lens |
| topic | Methodology |
| url | https://arxiv.org/abs/2605.03282 |