Counter-Dyna: Data-Efficient RL-Based HVAC Control using Counterfactual Building Models

Fuente: arXiv
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Autores principales: de Vargas, Jan Marco Ruiz, Raisch, Fabian, Nagy, Zoltan, Pinson, Pierre, Goebel, Christoph
Formato: Preprint
Publicado: 2026
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author de Vargas, Jan Marco Ruiz
Raisch, Fabian
Nagy, Zoltan
Pinson, Pierre
Goebel, Christoph
author_facet de Vargas, Jan Marco Ruiz
Raisch, Fabian
Nagy, Zoltan
Pinson, Pierre
Goebel, Christoph
contents Model-based reinforcement learning (MBRL) offers a promising approach for data-efficient energy management in buildings, combining the strengths of predictive modeling and reinforcement learning. While previous MBRL methods applied to HVAC control have reduced training data requirements, they still require several months of interaction with the building to learn a satisfactory control policy. A key reason is that existing surrogate models attempt to predict the entire state-space, including weather and electricity prices that are unaffected by control actions, or completely ignore these variables. Addressing these issues, we propose Counter-Dyna, a method that enhances the data-efficiency of Dyna, an MBRL method. We create data-efficient counterfactual surrogate models (CSM) by leveraging invariances in the state-space. Using a CSM in Dyna speeds up RL training measured in environment interaction data compared to previous results. In comparison with previous state-of-the-art that used 6-12 months of environment interactions, our method needs only 5 weeks. We evaluate our method in a large simulation study using the literature standard BOPTEST framework and proximal policy algorithm (PPO) as the RL algorithm. Our results show cost-saving potentials of 5.3% to 17.0% in a hypothetical deployment scenario. Our work is a significant step towards making real-world deployment of RL algorithms in HVAC control practically viable.
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id arxiv_https___arxiv_org_abs_2605_04555
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Counter-Dyna: Data-Efficient RL-Based HVAC Control using Counterfactual Building Models
de Vargas, Jan Marco Ruiz
Raisch, Fabian
Nagy, Zoltan
Pinson, Pierre
Goebel, Christoph
Machine Learning
Systems and Control
Model-based reinforcement learning (MBRL) offers a promising approach for data-efficient energy management in buildings, combining the strengths of predictive modeling and reinforcement learning. While previous MBRL methods applied to HVAC control have reduced training data requirements, they still require several months of interaction with the building to learn a satisfactory control policy. A key reason is that existing surrogate models attempt to predict the entire state-space, including weather and electricity prices that are unaffected by control actions, or completely ignore these variables. Addressing these issues, we propose Counter-Dyna, a method that enhances the data-efficiency of Dyna, an MBRL method. We create data-efficient counterfactual surrogate models (CSM) by leveraging invariances in the state-space. Using a CSM in Dyna speeds up RL training measured in environment interaction data compared to previous results. In comparison with previous state-of-the-art that used 6-12 months of environment interactions, our method needs only 5 weeks. We evaluate our method in a large simulation study using the literature standard BOPTEST framework and proximal policy algorithm (PPO) as the RL algorithm. Our results show cost-saving potentials of 5.3% to 17.0% in a hypothetical deployment scenario. Our work is a significant step towards making real-world deployment of RL algorithms in HVAC control practically viable.
title Counter-Dyna: Data-Efficient RL-Based HVAC Control using Counterfactual Building Models
topic Machine Learning
Systems and Control
url https://arxiv.org/abs/2605.04555