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Main Authors: Xie, Zixuan, Liu, Xinyu, Chandra, Rohan, Zhang, Shangtong
Format: Preprint
Published: 2026
Subjects:
Online Access:https://arxiv.org/abs/2605.07123
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author Xie, Zixuan
Liu, Xinyu
Chandra, Rohan
Zhang, Shangtong
author_facet Xie, Zixuan
Liu, Xinyu
Chandra, Rohan
Zhang, Shangtong
contents In-context reinforcement learning (ICRL) refers to the ability of RL agents to adapt to new tasks at inference time without parameter updates by conditioning on additional context. Recent empirical studies further demonstrate that Chain-of-Thought (CoT) generation can amplify this ICRL capability. This paper is the first to provide a theoretical understanding on how CoT interacts with ICRL. We conduct our analysis in a policy evaluation setup with linear Transformer. We prove that with specific Transformer parameters, the CoT generation process is equivalent to repeatedly executing temporal difference learning updates. Additionally, we provide finite sample convergence analysis showing that the policy evaluation error decreases geometrically with CoT length and eventually saturates at a statistical floor determined by the context length. We also prove that the desired Transformer parameters are a global minimizer of the pretraining loss, providing a theoretical understanding on the empirical emergence of those parameters.
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institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Convergence and Emergence of In-Context Reinforcement Learning with Chain of Thought
Xie, Zixuan
Liu, Xinyu
Chandra, Rohan
Zhang, Shangtong
Machine Learning
In-context reinforcement learning (ICRL) refers to the ability of RL agents to adapt to new tasks at inference time without parameter updates by conditioning on additional context. Recent empirical studies further demonstrate that Chain-of-Thought (CoT) generation can amplify this ICRL capability. This paper is the first to provide a theoretical understanding on how CoT interacts with ICRL. We conduct our analysis in a policy evaluation setup with linear Transformer. We prove that with specific Transformer parameters, the CoT generation process is equivalent to repeatedly executing temporal difference learning updates. Additionally, we provide finite sample convergence analysis showing that the policy evaluation error decreases geometrically with CoT length and eventually saturates at a statistical floor determined by the context length. We also prove that the desired Transformer parameters are a global minimizer of the pretraining loss, providing a theoretical understanding on the empirical emergence of those parameters.
title Convergence and Emergence of In-Context Reinforcement Learning with Chain of Thought
topic Machine Learning
url https://arxiv.org/abs/2605.07123