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Main Authors: Ahn, Geonwoo, Bae, Ijin, Jang, Geunyeong, Kwon, Yongjoon
Format: Preprint
Published: 2026
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Online Access:https://arxiv.org/abs/2605.08235
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author Ahn, Geonwoo
Bae, Ijin
Jang, Geunyeong
Kwon, Yongjoon
author_facet Ahn, Geonwoo
Bae, Ijin
Jang, Geunyeong
Kwon, Yongjoon
contents We develop a constraint-free formulation that generalizes Padmanabhan's method for deriving the first law of black hole thermodynamics directly from the Einstein field equations. In previous studies, even for multi-horizon black holes, variations were restricted to the outer horizon by imposing an additional constraint, and the PdV term was introduced by multiplying the field equations evaluated at the outer horizon by the corresponding volume variation dV. However, since general variations of the black hole parameters shift both horizons, variations at both horizons must be taken into account. To this end, we propose multiplying the horizon field equations by the entropy variation dS under such unconstrained variations. We show that this method remains valid even in higher-derivative theories of gravity. In addition, we find that $r_{\pm}$-based variation schemes generically break down for black holes characterized by three independent parameters (M,J,Q). By working directly in the thermodynamic state space (M,J,Q), we show that the Einstein field equations evaluated at the outer horizon can be also interpreted as the first law of black hole thermodynamics for general variations without imposing any additional constraints.
format Preprint
id arxiv_https___arxiv_org_abs_2605_08235
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle A Constraint-Free Formulation of Black Hole Thermodynamics from the Field Equations
Ahn, Geonwoo
Bae, Ijin
Jang, Geunyeong
Kwon, Yongjoon
General Relativity and Quantum Cosmology
We develop a constraint-free formulation that generalizes Padmanabhan's method for deriving the first law of black hole thermodynamics directly from the Einstein field equations. In previous studies, even for multi-horizon black holes, variations were restricted to the outer horizon by imposing an additional constraint, and the PdV term was introduced by multiplying the field equations evaluated at the outer horizon by the corresponding volume variation dV. However, since general variations of the black hole parameters shift both horizons, variations at both horizons must be taken into account. To this end, we propose multiplying the horizon field equations by the entropy variation dS under such unconstrained variations. We show that this method remains valid even in higher-derivative theories of gravity. In addition, we find that $r_{\pm}$-based variation schemes generically break down for black holes characterized by three independent parameters (M,J,Q). By working directly in the thermodynamic state space (M,J,Q), we show that the Einstein field equations evaluated at the outer horizon can be also interpreted as the first law of black hole thermodynamics for general variations without imposing any additional constraints.
title A Constraint-Free Formulation of Black Hole Thermodynamics from the Field Equations
topic General Relativity and Quantum Cosmology
url https://arxiv.org/abs/2605.08235