EvoPref: Multi-Objective Evolutionary Optimization Discovers Diverse LLM Alignments Beyond Gradient Descent

Fuente: arXiv
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Autori principali: Guo, Dongxin, Wu, Jikun, Yiu, Siu Ming
Natura: Preprint
Pubblicazione: 2026
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author Guo, Dongxin
Wu, Jikun
Yiu, Siu Ming
author_facet Guo, Dongxin
Wu, Jikun
Yiu, Siu Ming
contents Gradient-based preference optimization methods for large language model (LLM) alignment suffer from preference collapse, converging to narrow behavioral modes while neglecting preference diversity. We introduce EvoPref, a multi-objective evolutionary algorithm that maintains populations of Low-Rank Adaptation (LoRA) adapters optimized across helpfulness, harmlessness, and honesty objectives using Non-dominated Sorting Genetic Algorithm II (NSGA-II) selection with archive-based diversity preservation. Our primary contribution is demonstrating that population-based methods discover substantially more diverse alignments than gradient descent. On standard benchmarks, EvoPref improves preference coverage by 18% (median 82.5% vs. 70.0% for ORPO, $p<0.001$, Wilcoxon, $n=30$) and reduces collapse rates by 47% (11.0% vs. 20.6%, $p<0.001$), while achieving competitive alignment quality (median 75.5% RewardBench vs. 75.0% for ORPO, $p<0.05$). We provide theoretical motivation extending recent multi-objective evolutionary algorithm (MOEA) runtime analysis (Dang et al., 2025) suggesting why archive-based methods escape collapse more effectively than single-trajectory optimization. Comprehensive comparisons against MOEA/D, SMS-EMOA, CMA-ES, and gradient baselines (DPO, IPO, KTO, ORPO) with rigorous statistical testing (Friedman with Holm correction, Vargha-Delaney effect sizes, median with IQR) confirm that multi-objective selection with diversity preservation is essential. This work establishes evolutionary optimization as a principled paradigm for diverse LLM alignment.
format Preprint
id arxiv_https___arxiv_org_abs_2605_09777
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle EvoPref: Multi-Objective Evolutionary Optimization Discovers Diverse LLM Alignments Beyond Gradient Descent
Guo, Dongxin
Wu, Jikun
Yiu, Siu Ming
Neural and Evolutionary Computing
Artificial Intelligence
Computation and Language
Machine Learning
68T05, 68T50, 90C29, 68W50
I.2.6; I.2.8; I.2.7
Gradient-based preference optimization methods for large language model (LLM) alignment suffer from preference collapse, converging to narrow behavioral modes while neglecting preference diversity. We introduce EvoPref, a multi-objective evolutionary algorithm that maintains populations of Low-Rank Adaptation (LoRA) adapters optimized across helpfulness, harmlessness, and honesty objectives using Non-dominated Sorting Genetic Algorithm II (NSGA-II) selection with archive-based diversity preservation. Our primary contribution is demonstrating that population-based methods discover substantially more diverse alignments than gradient descent. On standard benchmarks, EvoPref improves preference coverage by 18% (median 82.5% vs. 70.0% for ORPO, $p<0.001$, Wilcoxon, $n=30$) and reduces collapse rates by 47% (11.0% vs. 20.6%, $p<0.001$), while achieving competitive alignment quality (median 75.5% RewardBench vs. 75.0% for ORPO, $p<0.05$). We provide theoretical motivation extending recent multi-objective evolutionary algorithm (MOEA) runtime analysis (Dang et al., 2025) suggesting why archive-based methods escape collapse more effectively than single-trajectory optimization. Comprehensive comparisons against MOEA/D, SMS-EMOA, CMA-ES, and gradient baselines (DPO, IPO, KTO, ORPO) with rigorous statistical testing (Friedman with Holm correction, Vargha-Delaney effect sizes, median with IQR) confirm that multi-objective selection with diversity preservation is essential. This work establishes evolutionary optimization as a principled paradigm for diverse LLM alignment.
title EvoPref: Multi-Objective Evolutionary Optimization Discovers Diverse LLM Alignments Beyond Gradient Descent
topic Neural and Evolutionary Computing
Artificial Intelligence
Computation and Language
Machine Learning
68T05, 68T50, 90C29, 68W50
I.2.6; I.2.8; I.2.7
url https://arxiv.org/abs/2605.09777