Saved in:
Bibliographic Details
Main Authors: Naagarajan, Ramesh Arvind, Wagner, Zühal, Streif, Stefan
Format: Preprint
Published: 2026
Subjects:
Online Access:https://arxiv.org/abs/2605.10624
Tags: Add Tag
No Tags, Be the first to tag this record!
_version_ 1866917480764538880
author Naagarajan, Ramesh Arvind
Wagner, Zühal
Streif, Stefan
author_facet Naagarajan, Ramesh Arvind
Wagner, Zühal
Streif, Stefan
contents Model Predictive Control (MPC) is widely used to operate safety-critical infrastructure by predicting future trajectories and optimizing control actions. However, nonlinear dynamics, hard safety constraints, and numerical optimization often render individual control moves opaque to human operators, undermining trust and hindering deployment. This paper presents Hierarchical Causal Abduction (HCA), which combines (i) physics-informed reasoning via domain knowledge graphs, (ii) optimization evidence from Karush--Kuhn--Tucker (KKT) multipliers, and (iii) temporal causal discovery via the PCMCI algorithm to generate faithful, human-interpretable explanations for control actions computed by nonlinear MPC. Across three diverse control applications (greenhouse climate, building HVAC, chemical process engineering) with expert validation, HCA improves explanation accuracy by 53\% over LIME (0.478 vs. 0.311) using a single set of cross-domain parameters without per-domain tuning; domain-specific KKT-threshold calibration over 2--3 days further increases accuracy to 0.88. Ablation studies confirm that each evidence source is essential, with 32--37\% accuracy degradation when any component is removed, and HCA's ranking-and-validation methodology generalizes beyond MPC to other prediction-based decision systems, including learning-based control and trajectory planning.
format Preprint
id arxiv_https___arxiv_org_abs_2605_10624
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Hierarchical Causal Abduction: A Foundation Framework for Explainable Model Predictive Control
Naagarajan, Ramesh Arvind
Wagner, Zühal
Streif, Stefan
Artificial Intelligence
Machine Learning
Model Predictive Control (MPC) is widely used to operate safety-critical infrastructure by predicting future trajectories and optimizing control actions. However, nonlinear dynamics, hard safety constraints, and numerical optimization often render individual control moves opaque to human operators, undermining trust and hindering deployment. This paper presents Hierarchical Causal Abduction (HCA), which combines (i) physics-informed reasoning via domain knowledge graphs, (ii) optimization evidence from Karush--Kuhn--Tucker (KKT) multipliers, and (iii) temporal causal discovery via the PCMCI algorithm to generate faithful, human-interpretable explanations for control actions computed by nonlinear MPC. Across three diverse control applications (greenhouse climate, building HVAC, chemical process engineering) with expert validation, HCA improves explanation accuracy by 53\% over LIME (0.478 vs. 0.311) using a single set of cross-domain parameters without per-domain tuning; domain-specific KKT-threshold calibration over 2--3 days further increases accuracy to 0.88. Ablation studies confirm that each evidence source is essential, with 32--37\% accuracy degradation when any component is removed, and HCA's ranking-and-validation methodology generalizes beyond MPC to other prediction-based decision systems, including learning-based control and trajectory planning.
title Hierarchical Causal Abduction: A Foundation Framework for Explainable Model Predictive Control
topic Artificial Intelligence
Machine Learning
url https://arxiv.org/abs/2605.10624