Causal Algorithmic Recourse: Foundations and Methods

Fuente: arXiv
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Autori principali: Plecko, Drago, Wang, Collin, Bareinboim, Elias
Natura: Preprint
Pubblicazione: 2026
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author Plecko, Drago
Wang, Collin
Bareinboim, Elias
author_facet Plecko, Drago
Wang, Collin
Bareinboim, Elias
contents The trustworthiness of AI decision-making systems is increasingly important. A key feature of such systems is the ability to provide recommendations for how an individual may reverse a negative decision, a problem known as algorithmic recourse. Existing approaches treat recourse outcomes as counterfactuals of a fixed unit, ignoring that real-world recourse involves repeated decisions on the same individual under possibly different latent conditions. We develop a causal framework that models recourse as a process over pre- and post-intervention outcomes, allowing for partial stability and resampling of latent variables. We introduce post-recourse stability conditions that enable reasoning about recourse from observational data alone, and develop a copula-based algorithm for inferring the effects of recourse under these conditions. For settings where paired observations of the same individual before and after intervention are available (called recourse data), we develop methods for inferring copula parameters and performing goodness-of-fit testing. When the copula model is rejected, we provide a distribution-free algorithm for learning recourse effects directly from recourse data. We demonstrate the value of the proposed methods on real and semi-synthetic datasets.
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id arxiv_https___arxiv_org_abs_2605_11373
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Causal Algorithmic Recourse: Foundations and Methods
Plecko, Drago
Wang, Collin
Bareinboim, Elias
Artificial Intelligence
Machine Learning
The trustworthiness of AI decision-making systems is increasingly important. A key feature of such systems is the ability to provide recommendations for how an individual may reverse a negative decision, a problem known as algorithmic recourse. Existing approaches treat recourse outcomes as counterfactuals of a fixed unit, ignoring that real-world recourse involves repeated decisions on the same individual under possibly different latent conditions. We develop a causal framework that models recourse as a process over pre- and post-intervention outcomes, allowing for partial stability and resampling of latent variables. We introduce post-recourse stability conditions that enable reasoning about recourse from observational data alone, and develop a copula-based algorithm for inferring the effects of recourse under these conditions. For settings where paired observations of the same individual before and after intervention are available (called recourse data), we develop methods for inferring copula parameters and performing goodness-of-fit testing. When the copula model is rejected, we provide a distribution-free algorithm for learning recourse effects directly from recourse data. We demonstrate the value of the proposed methods on real and semi-synthetic datasets.
title Causal Algorithmic Recourse: Foundations and Methods
topic Artificial Intelligence
Machine Learning
url https://arxiv.org/abs/2605.11373