Quantitative Soft-to-Hard Terminal Constraint Convergence for the Heat Equation

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1. Verfasser: Kwon, Sung-Sik
Format: Preprint
Veröffentlicht: 2026
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author Kwon, Sung-Sik
author_facet Kwon, Sung-Sik
contents We study an optimal control problem for the heat equation with a prescribed terminal state. To circumvent the difficulty of enforcing a hard terminal constraint, we analyze a penalized formulation and prove that the corresponding optimal controls and terminal states converge to the exact constrained solution as the penalty parameter \(α\to \infty\). We establish explicit quantitative convergence estimates of order \(O(α^{-θ})\), including the sharp \(O(1/α)\) rate under stronger modal summability assumptions on the terminal mismatch. A finite-dimensional prototype is used to illustrate the underlying projection structure, while numerical illustrations are reported in a companion study.
format Preprint
id arxiv_https___arxiv_org_abs_2605_14060
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Quantitative Soft-to-Hard Terminal Constraint Convergence for the Heat Equation
Kwon, Sung-Sik
Optimization and Control
49K20, 93C20, 93B05, 49J20, 35K05
We study an optimal control problem for the heat equation with a prescribed terminal state. To circumvent the difficulty of enforcing a hard terminal constraint, we analyze a penalized formulation and prove that the corresponding optimal controls and terminal states converge to the exact constrained solution as the penalty parameter \(α\to \infty\). We establish explicit quantitative convergence estimates of order \(O(α^{-θ})\), including the sharp \(O(1/α)\) rate under stronger modal summability assumptions on the terminal mismatch. A finite-dimensional prototype is used to illustrate the underlying projection structure, while numerical illustrations are reported in a companion study.
title Quantitative Soft-to-Hard Terminal Constraint Convergence for the Heat Equation
topic Optimization and Control
49K20, 93C20, 93B05, 49J20, 35K05
url https://arxiv.org/abs/2605.14060