Semiparametric Regression for Misclassified Competing Risks Data
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arXiv
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| Format: | Preprint |
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2026
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| author | Balanos, Theofanis Yiannoutsos, Constantin T. Pabon-Rodriguez, Felix M. Nan, Hongmei Bakoyannis, Giorgos |
| author_facet | Balanos, Theofanis Yiannoutsos, Constantin T. Pabon-Rodriguez, Felix M. Nan, Hongmei Bakoyannis, Giorgos |
| contents | The analysis of competing risks data is often complicated by misclassification of the cause of failure. This issue can lead to seriously biased estimates and invalid conclusions. One way to deal with such misclassification is to use a gold-standard cause of failure ascertainment procedure in a subset of the non-right-censored participants (internal validation sample) along with methods for missing data to deal with the missing gold-standard ascertainments. However, this approach can be costly and time-consuming and, therefore, cannot be implemented in many studies. In this work, we propose a semiparametric regression analysis methodology for the case where no internal validation sample exists. Our approach leverages estimates of the misclassification probabilities from an external validation study to adjust for misclassification in the study at hand. These probabilities are incorporated in a B-spline-based sieve pseudo-likelihood function, which is maximized to jointly estimate models for all event types. Using empirical process theory, we show that the proposed estimator is consistent. Extensive simulation experiments demonstrate that the method performs well with realistic sample sizes and provides substantially more efficient estimates compared to previously proposed approaches. The methodology is applied to competing risks data from a large HIV observational study in sub-Saharan Africa, where event type is misclassified due to significant death under-reporting. |
| format | Preprint |
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arxiv_https___arxiv_org_abs_2605_16652 |
| institution | arXiv |
| publishDate | 2026 |
| record_format | arxiv |
| spellingShingle | Semiparametric Regression for Misclassified Competing Risks Data Balanos, Theofanis Yiannoutsos, Constantin T. Pabon-Rodriguez, Felix M. Nan, Hongmei Bakoyannis, Giorgos Methodology The analysis of competing risks data is often complicated by misclassification of the cause of failure. This issue can lead to seriously biased estimates and invalid conclusions. One way to deal with such misclassification is to use a gold-standard cause of failure ascertainment procedure in a subset of the non-right-censored participants (internal validation sample) along with methods for missing data to deal with the missing gold-standard ascertainments. However, this approach can be costly and time-consuming and, therefore, cannot be implemented in many studies. In this work, we propose a semiparametric regression analysis methodology for the case where no internal validation sample exists. Our approach leverages estimates of the misclassification probabilities from an external validation study to adjust for misclassification in the study at hand. These probabilities are incorporated in a B-spline-based sieve pseudo-likelihood function, which is maximized to jointly estimate models for all event types. Using empirical process theory, we show that the proposed estimator is consistent. Extensive simulation experiments demonstrate that the method performs well with realistic sample sizes and provides substantially more efficient estimates compared to previously proposed approaches. The methodology is applied to competing risks data from a large HIV observational study in sub-Saharan Africa, where event type is misclassified due to significant death under-reporting. |
| title | Semiparametric Regression for Misclassified Competing Risks Data |
| topic | Methodology |
| url | https://arxiv.org/abs/2605.16652 |