UB-SMoE: Universally Balanced Sparse Mixture-of-Experts for Resource-adaptive Federated Fine-tuning of Foundation Models

Fuente: arXiv
Enregistré dans:
Détails bibliographiques
Auteurs principaux: Tran, Van-Tuan, Nguyen-Le, Hong-Hanh, Ruffini, Marco, Dzaferagic, Merim
Format: Preprint
Publié: 2026
Sujets:
Accès en ligne:
Tags: Ajouter un tag
Pas de tags, Soyez le premier à ajouter un tag!
_version_ 1866911690783719424
author Tran, Van-Tuan
Nguyen-Le, Hong-Hanh
Ruffini, Marco
Dzaferagic, Merim
author_facet Tran, Van-Tuan
Nguyen-Le, Hong-Hanh
Ruffini, Marco
Dzaferagic, Merim
contents Heterogeneous LoRA-rank methods address system heterogeneity in federated fine-tuning of foundation models by assigning client-specific ranks based on computational capabilities. However, these methods achieve only marginal computational savings, as dense feed-forward computations dominate. Sparse Mixture-of-Experts (SMoE) provides a promising alternative through conditional computation, yet we identify that its naive application to heterogeneous federated settings introduces two critical discordances: (i) expert utilization imbalance and (ii) non-differentiability of Top-K routing. Our convergence analysis demonstrates that these discordances lead to degraded convergence, particularly for resource-constrained clients. To address these challenges, we propose Universally Balanced Sparse Mixture-of-Experts (UB-SMoE), which introduces Dynamic Modulated Routing (DMR) to rebalance expert utilization, and Universal Pseudo-Gradient (PG) to reconstruct learning signals for non-activated experts. These mechanisms form a self-reinforcing cycle that maintains expert viability across heterogeneous clients. Experiments on benchmarks show that UB-SMoE achieves up to $45.0\%$ computational reduction on low-resource clients while improving their performance by $8.7 \times$ compared to existing heterogeneous LoRA-rank methods.
format Preprint
id arxiv_https___arxiv_org_abs_2605_16690
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle UB-SMoE: Universally Balanced Sparse Mixture-of-Experts for Resource-adaptive Federated Fine-tuning of Foundation Models
Tran, Van-Tuan
Nguyen-Le, Hong-Hanh
Ruffini, Marco
Dzaferagic, Merim
Machine Learning
Heterogeneous LoRA-rank methods address system heterogeneity in federated fine-tuning of foundation models by assigning client-specific ranks based on computational capabilities. However, these methods achieve only marginal computational savings, as dense feed-forward computations dominate. Sparse Mixture-of-Experts (SMoE) provides a promising alternative through conditional computation, yet we identify that its naive application to heterogeneous federated settings introduces two critical discordances: (i) expert utilization imbalance and (ii) non-differentiability of Top-K routing. Our convergence analysis demonstrates that these discordances lead to degraded convergence, particularly for resource-constrained clients. To address these challenges, we propose Universally Balanced Sparse Mixture-of-Experts (UB-SMoE), which introduces Dynamic Modulated Routing (DMR) to rebalance expert utilization, and Universal Pseudo-Gradient (PG) to reconstruct learning signals for non-activated experts. These mechanisms form a self-reinforcing cycle that maintains expert viability across heterogeneous clients. Experiments on benchmarks show that UB-SMoE achieves up to $45.0\%$ computational reduction on low-resource clients while improving their performance by $8.7 \times$ compared to existing heterogeneous LoRA-rank methods.
title UB-SMoE: Universally Balanced Sparse Mixture-of-Experts for Resource-adaptive Federated Fine-tuning of Foundation Models
topic Machine Learning
url https://arxiv.org/abs/2605.16690