Ternary Decision Trees with Locally-Adaptive Uncertainty Zones

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1. Verfasser: Smits, William
Format: Preprint
Veröffentlicht: 2026
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author Smits, William
author_facet Smits, William
contents Decision trees partition the feature space using hard binary thresholds, assigning identical confidence to instances far from a decision boundary and to those directly on it. We introduce ternary decision trees, which augment each split node with an uncertainty zone of half-width delta centered on the optimal threshold. Instances in this zone receive predictions formed by weighted blending of both child subtrees and are flagged as boundary-uncertain, signaling that downstream applications may treat these predictions differently. Crucially, delta is computed locally at each node from statistics already available during standard CART split finding, requiring no external noise specification. We propose and evaluate five delta-estimation methods: quality-plateau (plateau width of the split criterion curve), class-overlap (empirical class-distribution overlap), gain-ratio (split quality relative to split entropy), node-bootstrap (threshold variance under node-level resampling), and margin (SVM-inspired distance to the nearest cross-class training example). Evaluated across 72 OpenML-CC18 datasets with 5-fold cross-validation, all five methods with probabilistic routing significantly outperform standard CART on decided accuracy (Wilcoxon signed-rank, p < 0.001). The margin method achieves the best efficiency (0.104 accuracy gain per unit of boundary-uncertain flagging rate), wins on 42 of 72 datasets, and requires zero additional hyperparameters. Analysis on three Breiman synthetic benchmarks reveals that margin is self-calibrating on clean data while node-bootstrap and quality-plateau best track theoretical irreducible error. Experiments on four medical and financial datasets demonstrate practical value: on mammography, node-bootstrap achieves +0.71% decided accuracy by flagging 10.8% of screening cases as boundary-uncertain.
format Preprint
id arxiv_https___arxiv_org_abs_2605_22740
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Ternary Decision Trees with Locally-Adaptive Uncertainty Zones
Smits, William
Machine Learning
I.2.6; I.5.2
Decision trees partition the feature space using hard binary thresholds, assigning identical confidence to instances far from a decision boundary and to those directly on it. We introduce ternary decision trees, which augment each split node with an uncertainty zone of half-width delta centered on the optimal threshold. Instances in this zone receive predictions formed by weighted blending of both child subtrees and are flagged as boundary-uncertain, signaling that downstream applications may treat these predictions differently. Crucially, delta is computed locally at each node from statistics already available during standard CART split finding, requiring no external noise specification. We propose and evaluate five delta-estimation methods: quality-plateau (plateau width of the split criterion curve), class-overlap (empirical class-distribution overlap), gain-ratio (split quality relative to split entropy), node-bootstrap (threshold variance under node-level resampling), and margin (SVM-inspired distance to the nearest cross-class training example). Evaluated across 72 OpenML-CC18 datasets with 5-fold cross-validation, all five methods with probabilistic routing significantly outperform standard CART on decided accuracy (Wilcoxon signed-rank, p < 0.001). The margin method achieves the best efficiency (0.104 accuracy gain per unit of boundary-uncertain flagging rate), wins on 42 of 72 datasets, and requires zero additional hyperparameters. Analysis on three Breiman synthetic benchmarks reveals that margin is self-calibrating on clean data while node-bootstrap and quality-plateau best track theoretical irreducible error. Experiments on four medical and financial datasets demonstrate practical value: on mammography, node-bootstrap achieves +0.71% decided accuracy by flagging 10.8% of screening cases as boundary-uncertain.
title Ternary Decision Trees with Locally-Adaptive Uncertainty Zones
topic Machine Learning
I.2.6; I.5.2
url https://arxiv.org/abs/2605.22740