Shifted Matrix-Sign Reflectors for Prescribed-Index Eigenspace Reflection

Fuente: arXiv
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Main Author: Zhao, Jin
Format: Preprint
Published: 2026
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_version_ 1866914597245550592
author Zhao, Jin
author_facet Zhao, Jin
contents Spectral projectors and the reflectors derived from them are basic objects in numerical linear algebra. This paper studies the prescribed-index reflector I-2P_k, where P_k is the spectral projector associated with the first k eigenvectors of a symmetric matrix. If a shift s lies in the target spectral gap, then this reflector is exactly the shifted matrix sign sign(H-sI). The exact identity is elementary, but its algorithmic consequences are not: all admissible shifts give the same exact reflector, while finite-step sign filters can have very different errors. We analyze odd sign-preserving spectral filters, prove local inheritance and discrete stability for the induced reflector iterations, derive a gap-dependent Newton-Schulz operator bound, and give deterministic admissibility certificates for inexact and reused shifts. The analysis identifies the shifted spectral margin as the quantity controlling finite-step reflector accuracy and explains why the midpoint shift is the natural default. Numerical experiments separate the matrix-function issues from the outer saddle-search dynamics: controlled spectra verify the margin predictions, low-dimensional tests distinguish shifted signs from raw signs, target-index scans probe non-small k, and Allen-Cahn and dense timing tests identify the regimes in which full-matrix sign filters are useful and the stiff regimes in which stronger sign engines are needed.
format Preprint
id arxiv_https___arxiv_org_abs_2605_24840
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Shifted Matrix-Sign Reflectors for Prescribed-Index Eigenspace Reflection
Zhao, Jin
Numerical Analysis
65F60, 65F15, 65F30, 65K05
Spectral projectors and the reflectors derived from them are basic objects in numerical linear algebra. This paper studies the prescribed-index reflector I-2P_k, where P_k is the spectral projector associated with the first k eigenvectors of a symmetric matrix. If a shift s lies in the target spectral gap, then this reflector is exactly the shifted matrix sign sign(H-sI). The exact identity is elementary, but its algorithmic consequences are not: all admissible shifts give the same exact reflector, while finite-step sign filters can have very different errors. We analyze odd sign-preserving spectral filters, prove local inheritance and discrete stability for the induced reflector iterations, derive a gap-dependent Newton-Schulz operator bound, and give deterministic admissibility certificates for inexact and reused shifts. The analysis identifies the shifted spectral margin as the quantity controlling finite-step reflector accuracy and explains why the midpoint shift is the natural default. Numerical experiments separate the matrix-function issues from the outer saddle-search dynamics: controlled spectra verify the margin predictions, low-dimensional tests distinguish shifted signs from raw signs, target-index scans probe non-small k, and Allen-Cahn and dense timing tests identify the regimes in which full-matrix sign filters are useful and the stiff regimes in which stronger sign engines are needed.
title Shifted Matrix-Sign Reflectors for Prescribed-Index Eigenspace Reflection
topic Numerical Analysis
65F60, 65F15, 65F30, 65K05
url https://arxiv.org/abs/2605.24840