How galaxies acquire their stellar mass at high redshift: High star formation efficiencies and the relative roles of dust and initial mass function

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Main Authors: Fu, Hao, Shankar, Francesco, Fontanot, Fabio, Lapi, Andrea, Yuan, Feng, Ayromlou, Mohammadreza, Roberts, Daniel, Boco, Lumen, Menci, Nicola, Merlin, Emiliano, Pentericci, Laura, Xiao, Mengyuan
Format: Preprint
Published: 2026
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author Fu, Hao
Shankar, Francesco
Fontanot, Fabio
Lapi, Andrea
Yuan, Feng
Ayromlou, Mohammadreza
Roberts, Daniel
Boco, Lumen
Menci, Nicola
Merlin, Emiliano
Pentericci, Laura
Xiao, Mengyuan
author_facet Fu, Hao
Shankar, Francesco
Fontanot, Fabio
Lapi, Andrea
Yuan, Feng
Ayromlou, Mohammadreza
Roberts, Daniel
Boco, Lumen
Menci, Nicola
Merlin, Emiliano
Pentericci, Laura
Xiao, Mengyuan
contents JWST has measured an unprecedented abundance of galaxies above $z\gtrsim 4-5$, whose formation and evolution are still difficult to reconcile within traditional galaxy evolution models in a $Λ$CDM framework. Here, we present a study on the star formation histories of these high-redshift galaxies between $z\simeq5-12$ via a data-driven semi-empirical model that uses the observed UV LFs as input to retrieve SFRs, naturally bypassing any uncertain modelling of cooling, feedback and/or stochastic processes. Galaxy stellar masses are progressively built in time by integrating their SFRs assigned along their progenitor haloes via the SFR-halo accretion rate relation, derived from abundance matching between the input observed UV LFs with the dark matter halo accretion rate distributions at each redshift. This makes the SFEs a full prediction of the model rather than a tuned input, serving as a natural baseline to test burstiness, dust attenuation, or IMF variations. Our approach naturally reproduces the total stellar mass function, the large-scale clustering, and the star-forming main sequence. We find that massive galaxies grew their stellar mass with a bursty star formation at $z\sim9-10$, broadly in agreement with the star formation histories inferred from spectral energy distribution fitting, with the SFE reaching high peaks of $0.8-0.9$ at $z>9$ and lowering to standard values of $0.2-0.3$ below $z\lesssim9$. We find that the presence of dust could enhance the predicted SFRs at $z\lesssim8$, better reproducing the observed SFRs of massive dusty galaxies, and increase the SFEs to values close to or even above unity at $z \gtrsim 8$. Finally, switching to top-heavy IMFs reduces the SFEs by a factor of $2-3$, highlighting the need for a variable IMF as an inevitable ingredient in the evolution of galaxies at high redshifts to avoid unphysical SFEs, especially in the presence of dust.
format Preprint
id arxiv_https___arxiv_org_abs_2605_26209
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle How galaxies acquire their stellar mass at high redshift: High star formation efficiencies and the relative roles of dust and initial mass function
Fu, Hao
Shankar, Francesco
Fontanot, Fabio
Lapi, Andrea
Yuan, Feng
Ayromlou, Mohammadreza
Roberts, Daniel
Boco, Lumen
Menci, Nicola
Merlin, Emiliano
Pentericci, Laura
Xiao, Mengyuan
Astrophysics of Galaxies
JWST has measured an unprecedented abundance of galaxies above $z\gtrsim 4-5$, whose formation and evolution are still difficult to reconcile within traditional galaxy evolution models in a $Λ$CDM framework. Here, we present a study on the star formation histories of these high-redshift galaxies between $z\simeq5-12$ via a data-driven semi-empirical model that uses the observed UV LFs as input to retrieve SFRs, naturally bypassing any uncertain modelling of cooling, feedback and/or stochastic processes. Galaxy stellar masses are progressively built in time by integrating their SFRs assigned along their progenitor haloes via the SFR-halo accretion rate relation, derived from abundance matching between the input observed UV LFs with the dark matter halo accretion rate distributions at each redshift. This makes the SFEs a full prediction of the model rather than a tuned input, serving as a natural baseline to test burstiness, dust attenuation, or IMF variations. Our approach naturally reproduces the total stellar mass function, the large-scale clustering, and the star-forming main sequence. We find that massive galaxies grew their stellar mass with a bursty star formation at $z\sim9-10$, broadly in agreement with the star formation histories inferred from spectral energy distribution fitting, with the SFE reaching high peaks of $0.8-0.9$ at $z>9$ and lowering to standard values of $0.2-0.3$ below $z\lesssim9$. We find that the presence of dust could enhance the predicted SFRs at $z\lesssim8$, better reproducing the observed SFRs of massive dusty galaxies, and increase the SFEs to values close to or even above unity at $z \gtrsim 8$. Finally, switching to top-heavy IMFs reduces the SFEs by a factor of $2-3$, highlighting the need for a variable IMF as an inevitable ingredient in the evolution of galaxies at high redshifts to avoid unphysical SFEs, especially in the presence of dust.
title How galaxies acquire their stellar mass at high redshift: High star formation efficiencies and the relative roles of dust and initial mass function
topic Astrophysics of Galaxies
url https://arxiv.org/abs/2605.26209