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Autori principali: Anne, Gael, Lu, Yang, Yu, Xuewen, Zhou, Xiaowen
Natura: Preprint
Pubblicazione: 2026
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Accesso online:https://arxiv.org/abs/2605.27859
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author Anne, Gael
Lu, Yang
Yu, Xuewen
Zhou, Xiaowen
author_facet Anne, Gael
Lu, Yang
Yu, Xuewen
Zhou, Xiaowen
contents Discrete-time affine processes are widely used in finance and economics and encompass count, positive, and nonnegative-valued processes. This paper develops near-unit-root asymptotic theory for this class of models. Unlike linear AR(1) processes, affine processes exhibit time-varying conditional variance that remains asymptotically non-negligible near unity, leading to qualitatively different scaling limits and estimator behavior. We show that the local-to-unity regime suffers from the usual nuisance-parameter problem, whereas the mildly explosive regime, while free of it, still does not allow consistent estimation of the intercept. By contrast, the mildly stationary framework is more tractable: the OLS estimator is asymptotically normal, the resulting trajectories are more realistic than those of linear AR(1) models, and inference is possible through both a plug-in method or bootstrap. The theoretical results are supported by simulation evidence and illustrated through applications to insurance and financial data.
format Preprint
id arxiv_https___arxiv_org_abs_2605_27859
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Near-Unit-Root Theory for Affine Processes
Anne, Gael
Lu, Yang
Yu, Xuewen
Zhou, Xiaowen
Statistics Theory
Discrete-time affine processes are widely used in finance and economics and encompass count, positive, and nonnegative-valued processes. This paper develops near-unit-root asymptotic theory for this class of models. Unlike linear AR(1) processes, affine processes exhibit time-varying conditional variance that remains asymptotically non-negligible near unity, leading to qualitatively different scaling limits and estimator behavior. We show that the local-to-unity regime suffers from the usual nuisance-parameter problem, whereas the mildly explosive regime, while free of it, still does not allow consistent estimation of the intercept. By contrast, the mildly stationary framework is more tractable: the OLS estimator is asymptotically normal, the resulting trajectories are more realistic than those of linear AR(1) models, and inference is possible through both a plug-in method or bootstrap. The theoretical results are supported by simulation evidence and illustrated through applications to insurance and financial data.
title Near-Unit-Root Theory for Affine Processes
topic Statistics Theory
url https://arxiv.org/abs/2605.27859