Hautus-Type Criteria for Controllability and Stabilizability of Backward-Structured Stochastic Systems

Fuente: arXiv
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Main Author: Sun, Jingrui
Format: Preprint
Published: 2026
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author Sun, Jingrui
author_facet Sun, Jingrui
contents This paper develops sharp Hautus-type criteria, stochastic counterparts of the classical Popov-Belevitch-Hautus test, for exact controllability and stabilizability of backwardstructured stochastic linear systems. The main finding is that the stochastic Hautus obstruction is not a left eigenvector, as in deterministic linear systems, nor an arbitrary symmetric eigenmatrix, but a positive semidefinite eigenmatrix of a Lyapunov-type operator. We prove that exact controllability is equivalent to the absence of such nonzero positive semidefinite eigenmatrices that are orthogonal to the control directions. This cone restriction is sharp: excluding all symmetric eigenmatrices with the same orthogonality property is sufficient but not necessary. We further show that stabilizability is characterized by the same cone-restricted Hautus condition imposed only on the nonstable spectral part of the Lyapunov-type operator. Thus the stochastic Hautus theory developed here is governed by a simultaneous spectral restriction and cone restriction. In addition to these criteria, we provide finite-rank and Gramian characterizations underlying exact controllability, establish the corresponding controllability decomposition, and show that exact controllability implies stabilizability.
format Preprint
id arxiv_https___arxiv_org_abs_2605_28242
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Hautus-Type Criteria for Controllability and Stabilizability of Backward-Structured Stochastic Systems
Sun, Jingrui
Optimization and Control
93E03, 93B05, 93D15, 60H10
This paper develops sharp Hautus-type criteria, stochastic counterparts of the classical Popov-Belevitch-Hautus test, for exact controllability and stabilizability of backwardstructured stochastic linear systems. The main finding is that the stochastic Hautus obstruction is not a left eigenvector, as in deterministic linear systems, nor an arbitrary symmetric eigenmatrix, but a positive semidefinite eigenmatrix of a Lyapunov-type operator. We prove that exact controllability is equivalent to the absence of such nonzero positive semidefinite eigenmatrices that are orthogonal to the control directions. This cone restriction is sharp: excluding all symmetric eigenmatrices with the same orthogonality property is sufficient but not necessary. We further show that stabilizability is characterized by the same cone-restricted Hautus condition imposed only on the nonstable spectral part of the Lyapunov-type operator. Thus the stochastic Hautus theory developed here is governed by a simultaneous spectral restriction and cone restriction. In addition to these criteria, we provide finite-rank and Gramian characterizations underlying exact controllability, establish the corresponding controllability decomposition, and show that exact controllability implies stabilizability.
title Hautus-Type Criteria for Controllability and Stabilizability of Backward-Structured Stochastic Systems
topic Optimization and Control
93E03, 93B05, 93D15, 60H10
url https://arxiv.org/abs/2605.28242