Complex spectrum of the partial theta function

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Auteur principal: Shapiro, Boris
Format: Preprint
Publié: 2026
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author Shapiro, Boris
author_facet Shapiro, Boris
contents We study the complex spectrum of the partial theta function \[ Θ(q,x)=\sum_{j=0}^{\infty}q^{j(j+1)/2}x^j, \qquad |q|<1, \] where a spectral value is a parameter for which \(Θ(q,\cdot)\) has a multiple zero. Since the function is defined here only for \(|q|<1\), all spectral values are strictly inside the unit disk; boundary points on \(|q|=1\) occur only as accumulation points of the spectrum. The paper combines two complementary points of view. Near the unit circle we prove that every point of \(|q|=1\) is an accumulation point of the spectrum; the proof uses explicit spectral factors of truncations, the Jacobi triple product, and a boundary-window lifting argument near roots of unity. Inside a fixed subdisk, illustrated for \(|q|\leq 0.8\), the true spectrum is locally finite and must be separated carefully from the much larger branch loci of truncations and Jensen polynomials. We give a truncation-seeded Newton procedure which produces a discrete list of candidate spectral values, explain the caustic/escaping-root mechanism in finite approximants, and record numerical monodromy experiments using a radial convention: for a spectral point \(q_*\), roots are labelled at the point \(0.1q_*/|q_*|\) on the small circle and then continued along the straight radial segment to \(q_*\). This convention gives a coherent set of collision labels in the disk, treats negative real spectral values from the base point \(-0.1\), and leads to a preliminary rational-direction heuristic for radial monodromy.
format Preprint
id arxiv_https___arxiv_org_abs_2605_29991
institution arXiv
publishDate 2026
record_format arxiv
spellingShingle Complex spectrum of the partial theta function
Shapiro, Boris
Classical Analysis and ODEs
Complex Variables
Primary 33D15, Secondary 30D15, 30E15, 11F27
We study the complex spectrum of the partial theta function \[ Θ(q,x)=\sum_{j=0}^{\infty}q^{j(j+1)/2}x^j, \qquad |q|<1, \] where a spectral value is a parameter for which \(Θ(q,\cdot)\) has a multiple zero. Since the function is defined here only for \(|q|<1\), all spectral values are strictly inside the unit disk; boundary points on \(|q|=1\) occur only as accumulation points of the spectrum. The paper combines two complementary points of view. Near the unit circle we prove that every point of \(|q|=1\) is an accumulation point of the spectrum; the proof uses explicit spectral factors of truncations, the Jacobi triple product, and a boundary-window lifting argument near roots of unity. Inside a fixed subdisk, illustrated for \(|q|\leq 0.8\), the true spectrum is locally finite and must be separated carefully from the much larger branch loci of truncations and Jensen polynomials. We give a truncation-seeded Newton procedure which produces a discrete list of candidate spectral values, explain the caustic/escaping-root mechanism in finite approximants, and record numerical monodromy experiments using a radial convention: for a spectral point \(q_*\), roots are labelled at the point \(0.1q_*/|q_*|\) on the small circle and then continued along the straight radial segment to \(q_*\). This convention gives a coherent set of collision labels in the disk, treats negative real spectral values from the base point \(-0.1\), and leads to a preliminary rational-direction heuristic for radial monodromy.
title Complex spectrum of the partial theta function
topic Classical Analysis and ODEs
Complex Variables
Primary 33D15, Secondary 30D15, 30E15, 11F27
url https://arxiv.org/abs/2605.29991