Relational Intervention During Functional Collapse in Large Language Models: A Lexical-Statistical Ablation and a Structure x Register Factorial
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arXiv
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| Format: | Preprint |
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2026
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| _version_ | 1866911736182865920 |
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| author | Santana, Franco Vico, Horacio |
| author_facet | Santana, Franco Vico, Horacio |
| contents | We test whether a relational-style intervention delivered during functional collapse in a small language model produces post-collapse behavior distinguishable from technical feedback, from a lexically-matched scrambled control, and from each of the two pragmatic dimensions in isolation. Using Qwen3.5-4B with a deliberately broken bash tool, we run 300 episodes across six conditions in a matched-pairs design (50 tasks): no intervention (A), technical/impersonal (B), relational/first-person (C), scrambled relational (D), technical/first-person (E), and relational/impersonal (F). E and F form a 2x2 factorial with B and C that dissociates relational structure (acknowledgment, absolution, agency restoration, unconditional acceptance) from sender register (first-person vs. impersonal). We report two main findings. First, an attention-behavior dissociation: attention follows lexical surprise (D > F > C > E > B, all q_FDR < 10^{-10}), with the scrambled message capturing the most attention; yet behaviorally A ~ B ~ D < E ~ F << C. Second, the factorial localizes the C effect: neither relational structure alone (F) nor first-person register alone (E) replicates C's behavioral signature; main effects of both dimensions are individually significant, and the structure x register interaction is significant on persistence (p = 0.046). A third dissociation emerges in emotion probes: F tracks C on 7 of 8 probes despite producing only baseline behavior, indicating that relational structure alone installs a probe-level state that only translates into behavior when paired with first-person register. The model's processing decomposes into three dissociable stages: attention (ordered by lexical surprise), probe-level state (ordered by structure), and behavior (ordered by the conjunction of both). |
| format | Preprint |
| id |
arxiv_https___arxiv_org_abs_2606_00935 |
| institution | arXiv |
| publishDate | 2026 |
| record_format | arxiv |
| spellingShingle | Relational Intervention During Functional Collapse in Large Language Models: A Lexical-Statistical Ablation and a Structure x Register Factorial Santana, Franco Vico, Horacio Artificial Intelligence Computation and Language Human-Computer Interaction I.2.7; I.2.6 We test whether a relational-style intervention delivered during functional collapse in a small language model produces post-collapse behavior distinguishable from technical feedback, from a lexically-matched scrambled control, and from each of the two pragmatic dimensions in isolation. Using Qwen3.5-4B with a deliberately broken bash tool, we run 300 episodes across six conditions in a matched-pairs design (50 tasks): no intervention (A), technical/impersonal (B), relational/first-person (C), scrambled relational (D), technical/first-person (E), and relational/impersonal (F). E and F form a 2x2 factorial with B and C that dissociates relational structure (acknowledgment, absolution, agency restoration, unconditional acceptance) from sender register (first-person vs. impersonal). We report two main findings. First, an attention-behavior dissociation: attention follows lexical surprise (D > F > C > E > B, all q_FDR < 10^{-10}), with the scrambled message capturing the most attention; yet behaviorally A ~ B ~ D < E ~ F << C. Second, the factorial localizes the C effect: neither relational structure alone (F) nor first-person register alone (E) replicates C's behavioral signature; main effects of both dimensions are individually significant, and the structure x register interaction is significant on persistence (p = 0.046). A third dissociation emerges in emotion probes: F tracks C on 7 of 8 probes despite producing only baseline behavior, indicating that relational structure alone installs a probe-level state that only translates into behavior when paired with first-person register. The model's processing decomposes into three dissociable stages: attention (ordered by lexical surprise), probe-level state (ordered by structure), and behavior (ordered by the conjunction of both). |
| title | Relational Intervention During Functional Collapse in Large Language Models: A Lexical-Statistical Ablation and a Structure x Register Factorial |
| topic | Artificial Intelligence Computation and Language Human-Computer Interaction I.2.7; I.2.6 |
| url | https://arxiv.org/abs/2606.00935 |