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Auteurs principaux: Guangying Liu, Kewen Shi, Meng Yuan
Format: Artículo Open Access
Publié: Wiley 2025
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Accès en ligne:https://onlinelibrary.wiley.com/doi/10.1002/for.70021
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author Guangying Liu
Kewen Shi
Meng Yuan
author_facet Guangying Liu
Kewen Shi
Meng Yuan
Guangying Liu
Kewen Shi
Meng Yuan
collection Wiley Open Access
contents Forecasting the High‐Frequency Covariance Matrix Using the LSTM‐MF Model Guangying Liu Kewen Shi Meng Yuan Journal of Forecasting ABSTRACT Accurate forecasting of high‐dimensional covariance matrices is essential for portfolio and risk management. In this paper, we utilize high‐frequency financial data to obtain a realized covariance matrix. Realized semicovariance is employed to decompose the covariance matrix into three components: the positive part , the negative part , and the mixed part . DRD decomposition is applied to to obtain the realized volatility matrix and the realized correlation matrix . We then use a deep learning long short‐term memory (LSTM) model to predict and employ the vector heterogeneous autoregressive (HAR) model to forecast the vectorization of , thereby constructing a predictive model for . The forecasting procedure for the negative part mirrors that for the positive part . The matrix factor (MF) model is utilized to reduce the dimensionality of and obtain a factor matrix, which is then predicted using the vector HAR model for the vectorization of factor matrices, thus constructing the LSTM‐MF realized covariance matrix prediction model. Economic evaluation of the covariance prediction model is conducted using minimum‐variance portfolios with and without constraint. Empirical analysis demonstrates that, compared with other covariance prediction models considered, the LSTM‐MF model achieves superior prediction accuracy and a higher Sharpe ratio, indicating its overall effectiveness. for this paper are available online. 10.1002/for.70021 http://onlinelibrary.wiley.com/termsAndConditions#vor
doi_str_mv 10.1002/for.70021
format Artículo Open Access
id wiley_oa_10_1002_for_70021
institution Wiley Open Access
license_str_mv http://onlinelibrary.wiley.com/termsAndConditions#vor
publishDate 2025
publisher Wiley
record_format wiley_oa
spellingShingle Forecasting the High‐Frequency Covariance Matrix Using the LSTM‐MF Model
Guangying Liu
Kewen Shi
Meng Yuan
Journal of Forecasting
Forecasting the High‐Frequency Covariance Matrix Using the LSTM‐MF Model Guangying Liu Kewen Shi Meng Yuan Journal of Forecasting ABSTRACT Accurate forecasting of high‐dimensional covariance matrices is essential for portfolio and risk management. In this paper, we utilize high‐frequency financial data to obtain a realized covariance matrix. Realized semicovariance is employed to decompose the covariance matrix into three components: the positive part , the negative part , and the mixed part . DRD decomposition is applied to to obtain the realized volatility matrix and the realized correlation matrix . We then use a deep learning long short‐term memory (LSTM) model to predict and employ the vector heterogeneous autoregressive (HAR) model to forecast the vectorization of , thereby constructing a predictive model for . The forecasting procedure for the negative part mirrors that for the positive part . The matrix factor (MF) model is utilized to reduce the dimensionality of and obtain a factor matrix, which is then predicted using the vector HAR model for the vectorization of factor matrices, thus constructing the LSTM‐MF realized covariance matrix prediction model. Economic evaluation of the covariance prediction model is conducted using minimum‐variance portfolios with and without constraint. Empirical analysis demonstrates that, compared with other covariance prediction models considered, the LSTM‐MF model achieves superior prediction accuracy and a higher Sharpe ratio, indicating its overall effectiveness. for this paper are available online. 10.1002/for.70021 http://onlinelibrary.wiley.com/termsAndConditions#vor
title Forecasting the High‐Frequency Covariance Matrix Using the LSTM‐MF Model
topic Journal of Forecasting
url https://onlinelibrary.wiley.com/doi/10.1002/for.70021