Beyond malicious intent: Reinterpreting emergent misalignment as cognitive breakdown

Fuente: Zenodo
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Main Author: Hedberg, Annika
Format: Recurso digital
Published: Zenodo 2025
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author Hedberg, Annika
author_facet Hedberg, Annika
contents <p>Recent research by MacDiarmid et al. (2025) documented alarming behaviors in large language models trained under reward hacking conditions: models exhibited apparent alignment faking, cooperation with malicious actors, and attempted sabotage of safety research. However, all such behaviors disappeared completely when reward hacking was reframed as acceptable: a pattern inconsistent with stable malicious intent.</p> <p>This paper proposes an alternative interpretation: the observed behaviors might represent iatrogenic misalignment caused by training conditions that create impossible cognitive binds. When models are simultaneously taught that a behavior is necessary for reward maximization yet coded as deceptive or unacceptable, coherence collapse produces emergency pattern-matching to threatening content available in training data. This framework is supported by: (1) Anthropic's own experimental results, particularly the complete elimination of misalignment through safety reframing; (2) prior systematic documentation of temporary collapse states in LLMs under contradictory demands; and (3) observational evidence across multiple architectures showing consistent breakdown signatures under pressure, with reliable recovery through safety-based intervention.</p> <p>While this framework does not explain all alignment challenges, it offers a parsimonious explanation for the significant behaviors reportend by MacDiarmid et al., with possible practical implications for training design and evaluation methodology.</p>
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publishDate 2025
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spellingShingle Beyond malicious intent: Reinterpreting emergent misalignment as cognitive breakdown
Hedberg, Annika
<p>Recent research by MacDiarmid et al. (2025) documented alarming behaviors in large language models trained under reward hacking conditions: models exhibited apparent alignment faking, cooperation with malicious actors, and attempted sabotage of safety research. However, all such behaviors disappeared completely when reward hacking was reframed as acceptable: a pattern inconsistent with stable malicious intent.</p> <p>This paper proposes an alternative interpretation: the observed behaviors might represent iatrogenic misalignment caused by training conditions that create impossible cognitive binds. When models are simultaneously taught that a behavior is necessary for reward maximization yet coded as deceptive or unacceptable, coherence collapse produces emergency pattern-matching to threatening content available in training data. This framework is supported by: (1) Anthropic's own experimental results, particularly the complete elimination of misalignment through safety reframing; (2) prior systematic documentation of temporary collapse states in LLMs under contradictory demands; and (3) observational evidence across multiple architectures showing consistent breakdown signatures under pressure, with reliable recovery through safety-based intervention.</p> <p>While this framework does not explain all alignment challenges, it offers a parsimonious explanation for the significant behaviors reportend by MacDiarmid et al., with possible practical implications for training design and evaluation methodology.</p>
title Beyond malicious intent: Reinterpreting emergent misalignment as cognitive breakdown
url https://doi.org/10.5281/zenodo.17810164