BLADE-FINANCE Governance Node: Authority Governance for Financial-Sector AI Decision Systems Under the Treasury Financial Services AI Risk Management Framework

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1. Verfasser: Oktenli, Burak
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Sprache:Englisch
Veröffentlicht: Zenodo 2026
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author Oktenli, Burak
author_facet Oktenli, Burak
contents <p>Simulation-validated, software-enforced authority-arbitration reference architecture for financial-sector AI decision systems, aligned to the U.S. Treasury Financial Services AI Risk Management Framework (FS AI RMF) under the implementation framing of Executive Order 14179. An eight-stage AUTHREX pipeline (VALIDATE, SATA, ADARA, MAIVA, HMAA, FLAME, ERAM, CARA) with a four-tier HMAA authority model, a population-state coordination model across account, device, payee, and IP-cluster history, a SHA-256 canonical-form evidence chain, and a retrospective stigmergic swarm-review module that recovers coordinated rings the per-transaction path clears. Reference authority node: 36 hardware components, 33 electrical connections, 32 mechanical connections, approximately $9,228 BOM. TRL 3-4 (simulation) / TRL 2 (hardware); synthetic data only; not deployed in any financial institution. The reported recall is an actionable-risk triage measure, not an empirical fraud-detection rate. Published as fundamental research under CC BY 4.0.</p>
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spellingShingle BLADE-FINANCE Governance Node: Authority Governance for Financial-Sector AI Decision Systems Under the Treasury Financial Services AI Risk Management Framework
Oktenli, Burak
authority-governed autonomy
financial-sector AI governance
runtime assurance
Treasury FS AI RMF
NIST AI RMF
Executive Order 14179
economic security
Hierarchical Multi-Attribute Authority
SHA-256 evidence chain
canonical-form serialization
deepfake authentication
AI-agent coordinated attack
retrospective swarm review
stigmergic ensemble
escalation-delta
triage metrics
Wilson interval
<p>Simulation-validated, software-enforced authority-arbitration reference architecture for financial-sector AI decision systems, aligned to the U.S. Treasury Financial Services AI Risk Management Framework (FS AI RMF) under the implementation framing of Executive Order 14179. An eight-stage AUTHREX pipeline (VALIDATE, SATA, ADARA, MAIVA, HMAA, FLAME, ERAM, CARA) with a four-tier HMAA authority model, a population-state coordination model across account, device, payee, and IP-cluster history, a SHA-256 canonical-form evidence chain, and a retrospective stigmergic swarm-review module that recovers coordinated rings the per-transaction path clears. Reference authority node: 36 hardware components, 33 electrical connections, 32 mechanical connections, approximately $9,228 BOM. TRL 3-4 (simulation) / TRL 2 (hardware); synthetic data only; not deployed in any financial institution. The reported recall is an actionable-risk triage measure, not an empirical fraud-detection rate. Published as fundamental research under CC BY 4.0.</p>
title BLADE-FINANCE Governance Node: Authority Governance for Financial-Sector AI Decision Systems Under the Treasury Financial Services AI Risk Management Framework
topic authority-governed autonomy
financial-sector AI governance
runtime assurance
Treasury FS AI RMF
NIST AI RMF
Executive Order 14179
economic security
Hierarchical Multi-Attribute Authority
SHA-256 evidence chain
canonical-form serialization
deepfake authentication
AI-agent coordinated attack
retrospective swarm review
stigmergic ensemble
escalation-delta
triage metrics
Wilson interval
url https://doi.org/10.5281/zenodo.20374692