Agent Assurance in Regulated Financial Services
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2026
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| _version_ | 1866902099063734272 |
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| author | Zhong, Fengze |
| author_facet | Zhong, Fengze |
| contents | A position paper, control matrix, applied case study, reference application, briefing surface, and supporting evidentiary documentation on assurance methodology for autonomous AI agents deployed by European banks and insurers. The methodology is articulated as five design principles operationalised through a control matrix anchored to the AI Act, DORA, ISO/IEC 42001, NIST AI RMF, and OWASP's agent-specific threat taxonomy, applied to a reference deployment, and calibrated to the supervisory record now in active formation. |
| format | Recurso digital |
| id | zenodo_https___doi_org_10_5281_zenodo_20379642 |
| institution | Zenodo |
| language | |
| publishDate | 2026 |
| publisher | Zenodo |
| record_format | zenodo |
| spellingShingle | Agent Assurance in Regulated Financial Services Zhong, Fengze AI agent assurance agentic AI security DORA EU AI Act regulated financial services model risk management AI governance cybersecurity OWASP Top 10 for Agentic Applications A position paper, control matrix, applied case study, reference application, briefing surface, and supporting evidentiary documentation on assurance methodology for autonomous AI agents deployed by European banks and insurers. The methodology is articulated as five design principles operationalised through a control matrix anchored to the AI Act, DORA, ISO/IEC 42001, NIST AI RMF, and OWASP's agent-specific threat taxonomy, applied to a reference deployment, and calibrated to the supervisory record now in active formation. |
| title | Agent Assurance in Regulated Financial Services |
| topic | AI agent assurance agentic AI security DORA EU AI Act regulated financial services model risk management AI governance cybersecurity OWASP Top 10 for Agentic Applications |
| url | https://doi.org/10.5281/zenodo.20379642 |