Agent Assurance in Regulated Financial Services

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1. Verfasser: Zhong, Fengze
Format: Recurso digital
Veröffentlicht: Zenodo 2026
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author Zhong, Fengze
author_facet Zhong, Fengze
contents A position paper, control matrix, applied case study, reference application, briefing surface, and supporting evidentiary documentation on assurance methodology for autonomous AI agents deployed by European banks and insurers. The methodology is articulated as five design principles operationalised through a control matrix anchored to the AI Act, DORA, ISO/IEC 42001, NIST AI RMF, and OWASP's agent-specific threat taxonomy, applied to a reference deployment, and calibrated to the supervisory record now in active formation.
format Recurso digital
id zenodo_https___doi_org_10_5281_zenodo_20379642
institution Zenodo
language
publishDate 2026
publisher Zenodo
record_format zenodo
spellingShingle Agent Assurance in Regulated Financial Services
Zhong, Fengze
AI agent assurance
agentic AI security
DORA
EU AI Act
regulated financial services
model risk management
AI governance
cybersecurity
OWASP Top 10 for Agentic Applications
A position paper, control matrix, applied case study, reference application, briefing surface, and supporting evidentiary documentation on assurance methodology for autonomous AI agents deployed by European banks and insurers. The methodology is articulated as five design principles operationalised through a control matrix anchored to the AI Act, DORA, ISO/IEC 42001, NIST AI RMF, and OWASP's agent-specific threat taxonomy, applied to a reference deployment, and calibrated to the supervisory record now in active formation.
title Agent Assurance in Regulated Financial Services
topic AI agent assurance
agentic AI security
DORA
EU AI Act
regulated financial services
model risk management
AI governance
cybersecurity
OWASP Top 10 for Agentic Applications
url https://doi.org/10.5281/zenodo.20379642