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Bibliographic Details
Main Authors: Shangguan, Zhanglin, Xiao, Wei, Li, Qi, Yang, Bo, Guan, Xinping
Format: Preprint
Published: 2026
Subjects:
Online Access:https://arxiv.org/abs/2604.09004
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Table of Contents:
  • Optimal stabilization of safety-critical nonlinear systems requires balancing long-term performance and strict safety constraints. Existing quadratic-programming-based control barrier function (CBF) safety filters are point-wise and may exhibit myopic behavior and local trapping when the safeguarding action conflicts with the nominal optimal control. This paper develops a safety-aware infinite-horizon optimal control framework by embedding a barrier-Lyapunov function (BLF)-based safeguarding action into the system dynamics and introducing a barrier-regulating auxiliary variable, thereby reformulating the original constrained problem as an unconstrained one on an extended state space. To mitigate local trapping, we introduce an adaptive alignment-conditioned tangential excitation orthogonal to the safety direction, with activation adaptively modulated by the degree of directional alignment between the nominal and safeguarding controllers, and incorporate it as an admissible $\mathcal{L}2$ disturbance in an $H\infty$ formulation. For high-relative-degree systems under disturbances, we further augment the recursive high-order safe-set construction with barrier compensation terms to obtain a high-order BLF and formulate an adversarial disturbance attenuation problem, which is approximately solved via safe-exploration-enhanced online critic learning. Simulations demonstrate reduced local trapping, improved safety--performance trade-offs, and safe operation under disturbances.